We are live on ! Find out more
CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$89.2M
Cap. Flow %
9.2%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Energy 11.4%
2 Technology 10.93%
3 Communication Services 10.22%
4 Healthcare 7.98%
5 Consumer Discretionary 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMI
251
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$238K 0.02%
+19,228
New +$178K
XXII
252
22nd Century Group
XXII
$1.35M
– –
0
– –
MOVE
253
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$210K 0.02%
+10,000
New +$150K
BRK.A icon
254
Berkshire Hathaway Class A
BRK.A
$1.1T
$207K 0.02%
+1
New +$200K
TSLA icon
255
Tesla
TSLA
$1.21T
$204K 0.02%
+12,600
New +$208K
HCBK
256
DELISTED
HUDSON CITY BANCORP INC
HCBK
$204K 0.02%
21,020
-15,136
-42% -$149K
SLB icon
257
SLB Ltd
SLB
$72.9B
$203K 0.02%
2,000
– –
MNR
258
DELISTED
Monmouth Real Estate Investment Corp
MNR
$202K 0.02%
+20,000
New +$209K
MEOH icon
259
Methanex
MEOH
$4.31B
$200K 0.02%
+3,000
New +$198K
RGEN icon
260
PUT
Repligen
RGEN
$7.92B
$199K 0.02%
+10,000
New +$210K
CASC
261
DELISTED
Cascadian Therapeutics, Inc.
CASC
$194K 0.02%
+16,833
New +$257K
OMED
262
CALL
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$189K 0.02%
+10,000
New +$201K
T icon
263
CALL
AT&T
T
$160B
$177K 0.02%
6,752
+5,428
+410% +$144K
MGLN
264
DELISTED
Magellan Health Services, Inc.
MGLN
$164K 0.02%
+3,000
New +$172K
VNDA icon
265
Vanda Pharmaceuticals
VNDA
$302M
$155K 0.02%
14,900
-100
-0.7% -$1.31K
GDP
266
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$148K 0.02%
+10,000
New +$200K
HW
267
DELISTED
Headwaters Inc
HW
$147K 0.02%
+11,700
New +$147K
FSS icon
268
Federal Signal
FSS
$7.56B
$142K 0.01%
10,708
-35,000
-77% -$509K
IQNT
269
DELISTED
Inteliquent, Inc.
IQNT
$142K 0.01%
+11,400
New +$141K
KOG
270
DELISTED
KODIAK OIL & GAS CORP
KOG
$136K 0.01%
+10,000
New +$150K
DTV
271
PUT
DELISTED
DIRECTV COM STK (DE)
DTV
$130K 0.01%
+1,500
New +$129K
SGMO
272
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$121K 0.01%
+11,200
New +$146K
RAD
273
DELISTED
Rite Aid Corporation
RAD
$121K 0.01%
1,250
+225
+22% +$29K
RAD
274
PUT
DELISTED
Rite Aid Corporation
RAD
$121K 0.01%
+1,250
New +$161K
EXG icon
275
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$105K 0.01%
+10,500
New +$108K
9 10
11
12 13

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $89.2M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 5.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.