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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$198M
Cap. Flow %
24.41%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 22.06%
2 Technology 10.32%
3 Healthcare 9.18%
4 Financials 6.95%
5 Energy 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
251
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-115,154
Closed -$1.51M
LORL
252
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-6,600
Closed -$535K
LORL
253
PUT
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-10,500
Closed -$850K
VER
254
CALL
DELISTED
VEREIT, Inc.
VER
– –
-4,580
Closed -$294K
JCP
255
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-307,500
Closed -$2.81M
JCP
256
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-77,800
Closed -$712K
RTN
257
DELISTED
Raytheon Company
RTN
– –
-10,400
Closed -$943K
RTN
258
PUT
DELISTED
Raytheon Company
RTN
– –
-10,400
Closed -$943K
S
259
DELISTED
Sprint Corporation
S
– –
-50,989
Closed -$548K
ACHN
260
CALL
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-100,000
Closed -$332K
ACHN
261
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-15,000
Closed -$50K
CASC
262
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-58,333
Closed -$616K
CIE
263
CALL
DELISTED
Cobalt International Energy, Inc
CIE
– –
-2,547
Closed -$629K
ARIA
264
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-15,000
Closed -$102K
LINE
265
CALL
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-159,100
Closed -$4.9M
ADT
266
CALL
DELISTED
ADT Corp
ADT
– –
-50,000
Closed -$2.02M
SUNE
267
CALL
DELISTED
SUNEDISON, INC COM
SUNE
– –
-23,000
Closed -$301K
SUNE
268
PUT
DELISTED
SUNEDISON, INC COM
SUNE
– –
-103,900
Closed -$1.35M
MW
269
CALL
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-12,000
Closed -$612K
MDAS
270
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-106,859
Closed -$2.12M
UTIW
271
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-135,430
Closed -$2.38M
KRFT
272
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-21,200
Closed -$1.14M
KRFT
273
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-21,200
Closed -$1.14M
FDO
274
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-10,000
Closed -$650K
FDO
275
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-39,400
Closed -$2.56M
9 10
11
12 13

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $198M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 3.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.