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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$330M
Cap. Flow %
-48.71%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Healthcare 4.22%
2 Financials 3.79%
3 Energy 2.68%
4 Technology 2.21%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
251
CALL
JPMorgan Chase
JPM
$940B
– –
-2,900
Closed -$135K
JPM icon
252
JPMorgan Chase
JPM
$940B
– –
-129,600
Closed -$6.84M
KTCC icon
253
Key Tronic
KTCC
$41.9M
– –
-18,600
Closed -$193K
LLY icon
254
Eli Lilly
LLY
$1.02T
– –
-56,400
Closed -$2.77M
MRK icon
255
Merck
MRK
$323B
– –
-101,027
Closed -$4.48M
MUX icon
256
McEwen Inc
MUX
$1.02B
– –
-11,830
Closed -$199K
MYE icon
257
Myers Industries
MYE
$1.26B
– –
-13,400
Closed -$201K
MYGN icon
258
CALL
Myriad Genetics
MYGN
$280M
– –
-21,400
Closed -$575K
MYGN icon
259
PUT
Myriad Genetics
MYGN
$280M
– –
-5,000
Closed -$134K
NOK icon
260
Nokia
NOK
$50.9B
– –
-250,000
Closed -$935K
OFS icon
261
OFS Capital
OFS
$43.9M
– –
-17,000
Closed -$202K
OKE icon
262
Oneok
OKE
$56.4B
– –
-6,065
Closed -$219K
OXY icon
263
Occidental Petroleum
OXY
$55.8B
– –
-11,951
Closed -$1.03M
PFE icon
264
CALL
Pfizer
PFE
$143B
– –
-18,550
Closed -$493K
PFE icon
265
Pfizer
PFE
$143B
– –
-159,699
Closed -$4.24M
PG icon
266
Procter & Gamble
PG
$335B
– –
-4,600
Closed -$354K
PRU icon
267
Prudential Financial
PRU
$42.6B
– –
-21,300
Closed -$1.56M
PRTS icon
268
CarParts.com
PRTS
$43.6M
– –
-6,330
Closed -$73K
QUIK icon
269
QuickLogic
QUIK
$229M
– –
-6,143
Closed -$190K
SLM icon
270
PUT
SLM Corp
SLM
$4.87B
– –
-116,117
Closed -$949K
SYPR icon
271
Sypris Solutions
SYPR
$43.5M
– –
-21,300
Closed -$68K
T icon
272
AT&T
T
$160B
– –
-59,580
Closed -$1.59M
TMO icon
273
Thermo Fisher Scientific
TMO
$211B
– –
-150,000
Closed -$12.7M
TMUS icon
274
CALL
T-Mobile US
TMUS
$185B
– –
-18,500
Closed -$459K
TNL icon
275
CALL
Travel + Leisure Co
TNL
$4.62B
– –
-70,880
Closed -$1.83M
9 10
11
12 13

Similar funds

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $330M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 4.2% of assets, down from 6.4% a quarter earlier, followed by Financials and Energy.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.