CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Est. Return 56.08%
This Quarter Est. Return
1 Year Est. Return
+56.08%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$910M
AUM Growth
+$16.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
440
New
Increased
Reduced
Closed

Top Buys

1
+$79.6M
2
+$56.7M
3
+$51.8M
4
WP
Worldpay, Inc.
WP
+$48.9M
5
FDC
First Data Corporation
FDC
+$34.3M

Top Sells

1
+$64.9M
2
+$37.2M
3
+$27.9M
4
ATHN
Athenahealth, Inc.
ATHN
+$25.4M
5
AHL
ASPEN Insurance Holding Limited
AHL
+$25.1M

Sector Composition

1 Technology 16.77%
2 Healthcare 16.66%
3 Communication Services 10%
4 Financials 8.24%
5 Consumer Discretionary 8.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFBHW
226
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$21K ﹤0.01%
23,480
-80,100
ALGRR
227
DELISTED
Allegro Merger Corp Right
ALGRR
$20K ﹤0.01%
+74,778
USWSW
228
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
$19K ﹤0.01%
+19,000
CM icon
229
Canadian Imperial Bank of Commerce
CM
$80.7B
$16K ﹤0.01%
+400
DDMXW
230
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$14K ﹤0.01%
+50,799
IPOA.WS
231
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$14K ﹤0.01%
16,889
+2,389
HUNTW
232
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$12K ﹤0.01%
+23,830
WRLSW
233
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$10K ﹤0.01%
+52,000
VTIQW
234
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$9K ﹤0.01%
21,990
-3,010
BWMCW
235
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$8K ﹤0.01%
+21,404
GIG.RT
236
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$8K ﹤0.01%
+12,934
RVPHW icon
237
Reviva Pharmaceuticals Warrants
RVPHW
$57.8K
$6K ﹤0.01%
40,351
-130,708
SNAXW
238
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$6K ﹤0.01%
+31,350
GPAQW
239
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$6K ﹤0.01%
15,690
-33,210
ALGRW
240
DELISTED
Allegro Merger Corp Warrant
ALGRW
$6K ﹤0.01%
+24,778
TKKSW
241
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$5K ﹤0.01%
35,898
+5,898
ADNWW
242
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$4K ﹤0.01%
+14,000
EDTXW
243
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$3K ﹤0.01%
15,300
-63,900
BNS icon
244
Scotiabank
BNS
$86.6B
$1K ﹤0.01%
+28
PACQW
245
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1K ﹤0.01%
146,129
+126,813
AMRWW
246
DELISTED
Alta Mesa Resources Inc Warrant
AMRWW
$1K ﹤0.01%
16,434
-1,636,308
HK.WS
247
DELISTED
Halcon Resources Corporation
HK.WS
$1K ﹤0.01%
140,499
+400
LFACU
248
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-11,198
MFAC.WS
249
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-129,457
TOTAW
250
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
– –
-45,100
8 9
10
11 12