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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$903M
AUM Growth
-$191M
Cap. Flow
+$18.2M
Cap. Flow %
2.01%
Top 10 Hldgs %
37.02%
Holding
645
New
145
Increased
90
Reduced
76
Closed
324

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$77.3M
2
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$46.6M
3
RHT
Red Hat Inc
RHT
+$45.1M
4
ORTX
Orchard Therapeutics plc American Depositary Shares
ORTX
+$43.6M
5
ARRS
ARRIS International plc Ordinary Shares
ARRS
+$25.3M

Top Sells

Rank Stock Value
1
COL
Rockwell Collins
COL
+$78.7M
2
AET
Aetna Inc
AET
+$58.5M
3
CA
CA, Inc.
CA
+$45.2M
4
ORBK
Orbotech Ltd
ORBK
+$30.1M
5
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$27.1M

Sector Composition

Rank Sector Weight
1 Communication Services 21.78%
2 Healthcare 19.9%
3 Financials 10.16%
4 Technology 8.56%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAQ.WS
226
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$176K 0.02%
+181,587
New +$237K
PARA
227
CALL
DELISTED
Paramount Global Class B
PARA
$169K 0.02%
+370,800
New +$19.7M
NFC.U
228
DELISTED
New Frontier Corporation Units, each consisting of one Class A Ordinary Share and one half of one Wa
NFC.U
$168K 0.02%
+16,635
New +$169K
TFCFA
229
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$166K 0.02%
1,254,100
+357,500
+40% +$16.9M
CDNS icon
230
PUT
Cadence Design Systems
CDNS
$93.6B
$162K 0.02%
175,000
+90,800
+108% +$3.94M
CI icon
231
CALL
Cigna
CI
$73.8B
$152K 0.02%
127,000
+117,000
+1,170% +$24.4M
NESRW
232
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$147K 0.02%
122,639
+9,882
+9% +$16.2K
FSACW
233
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
$146K 0.02%
207,964
+37,013
+22% +$40.4K
CHR icon
234
Cheer Holding
CHR
$3.47M
$140K 0.02%
10
-58
-85% -$834K
HWM icon
235
CALL
Howmet Aerospace
HWM
$113B
$140K 0.02%
+234,720
New +$3.67M
CDNS icon
236
CALL
Cadence Design Systems
CDNS
$93.6B
$138K 0.02%
+230,000
New +$9.99M
OVV icon
237
CALL
Ovintiv
OVV
$17.3B
$135K 0.01%
+77,500
New +$3.34M
CCC.WS
238
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$129K 0.01%
+152,998
New +$161K
AIFA
239
All In FutureTech Alliance Inc
AIFA
$10.3M
$128K 0.01%
+2,118
New +$126K
TMUS icon
240
CALL
T-Mobile US
TMUS
$185B
$128K 0.01%
+107,600
New +$7.22M
NEBUW
241
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$127K 0.01%
133,863
-8,874
-6% -$12K
VVNT
242
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
$126K 0.01%
+12,805
New +$126K
NKLA
243
DELISTED
Nikola Corporation Common Stock
NKLA
$123K 0.01%
39,123
-13,151
-25% -$3.8M
DNR
244
CALL
DELISTED
Denbury Resources, Inc.
DNR
$123K 0.01%
+605,100
New +$2.08M
GRAF.WS
245
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$122K 0.01%
+303,925
New +$145K
FOLD
246
DELISTED
Amicus Therapeutics
FOLD
$118K 0.01%
12,353
+6,653
+117% +$73.1K
AMRWW
247
DELISTED
Alta Mesa Resources Inc Warrant
AMRWW
$116K 0.01%
1,652,742
+8,487
+0.5% +$2.49K
MUDSW
248
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$115K 0.01%
255,200
+5,200
+2% +$2.96K
LFACU
249
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$113K 0.01%
+11,198
New +$113K
NIHD
250
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$110K 0.01%
25,000
-93,241
-79% -$516K
8 9
10
11 12

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LC
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Cowen Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Cowen Inc held 645 positions worth $903M, down 17% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Cowen Inc's Q4 2018 filing shows 145 new, 90 increased, 76 reduced and 324 closed positions. Its largest new stake was Red Hat Inc: 284,331 shares worth $49.9M. The largest sale was Rockwell Collins, an estimated $78.7M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, up from 9.4% a quarter earlier, followed by Healthcare and Financials.

  • Cowen Inc's largest Q4 2018 buy was Red Hat Inc: 284,331 shares worth $49.9M.
  • Cowen Inc added most to Shire pic in Q4 2018, an estimated $77.3M increase.
  • Cowen Inc's biggest Q4 2018 reduction was Orbotech Ltd, cutting an estimated $30.1M.
  • Cowen Inc fully exited Rockwell Collins in Q4 2018, selling an estimated $78.7M.
  • Cowen Inc's ten largest holdings make up 37% of its $903M portfolio in Q4 2018.
  • Cowen Inc opened 145 new positions and closed 324 in Q4 2018.
  • Cowen Inc's portfolio value fell 17% quarter-over-quarter to $903M.

Based on Cowen Inc's 13F filing for Q4 2018, filed 14 Feb 2019.