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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+8.85%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$2.41B
AUM Growth
+$718M
Cap. Flow
+$656M
Cap. Flow %
27.24%
Top 10 Hldgs %
53.37%
Holding
348
New
118
Increased
54
Reduced
63
Closed
104

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$225M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$130M
3
LVLT
Level 3 Communications Inc
LVLT
+$86M
4
SE
Spectra Energy Corp Wi
SE
+$82.7M
5
TWX
Time Warner Inc
TWX
+$60.6M

Top Sells

Rank Stock Value
1
LNKD
LinkedIn Corporation
LNKD
+$227M
2
SYT
Syngenta Ag
SYT
+$118M
3
STJ
St Jude Medical
STJ
+$86.3M
4
YHOO
Yahoo Inc
YHOO
+$79.4M
5
ACAS
American Capital Ltd
ACAS
+$29.5M

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Industrials 8.11%
3 Healthcare 4.73%
4 Communication Services 4.48%
5 Energy 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIHD
226
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$118K ﹤0.01%
+55,049
New +$129K
EAGLW
227
DELISTED
Double Eagle Acquisition Corp. Warrant
EAGLW
$104K ﹤0.01%
+221,297
New +$91.6K
HALO icon
228
CALL
Halozyme
HALO
$9.78B
$99K ﹤0.01%
+10,000
New +$110K
VIVS
229
VivoSim Labs
VIVS
$1.16M
$85K ﹤0.01%
104
– –
KLREW
230
DELISTED
KLR Energy Acquisition Corp.
KLREW
$76K ﹤0.01%
54,344
+31,519
+138% +$18.4K
HCACW
231
DELISTED
Hennessy Capital Acquisition Corp. II
HCACW
$75K ﹤0.01%
+87,886
New +$28.8K
PFE icon
232
Pfizer
PFE
$143B
$65K ﹤0.01%
2,108
-20,553
-91% -$627K
GCVRZ
233
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$54K ﹤0.01%
+142,624
New +$48.3K
JPM icon
234
JPMorgan Chase
JPM
$940B
$43K ﹤0.01%
+500
New +$38.1K
NVET
235
DELISTED
Nexvet Biopharma plc Ordinary Shares
NVET
$43K ﹤0.01%
11,542
-3,100
-21% -$12.8K
RAD
236
CALL
DELISTED
Rite Aid Corporation
RAD
$41K ﹤0.01%
+250
New +$37.8K
PAACW
237
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$5K ﹤0.01%
+17,600
New +$2.48K
KMI.WS
238
DELISTED
Kinder Morgan Inc
KMI.WS
$5K ﹤0.01%
881,714
-1,331,824
-60% -$10.3K
AAPL icon
239
CALL
Apple
AAPL
$4.43T
– –
-44,000
Closed -$1.24M
AAPL icon
240
Apple
AAPL
$4.43T
– –
-40,000
Closed -$1.13M
AIG icon
241
American International
AIG
$41.7B
– –
-13,579
Closed -$806K
AMGN icon
242
CALL
Amgen
AMGN
$208B
– –
-500
Closed -$83K
BABA icon
243
CALL
Alibaba
BABA
$293B
– –
-215,200
Closed -$22.8M
BBWI icon
244
Bath & Body Works
BBWI
$4.06B
– –
-17,562
Closed -$1M
BFH icon
245
Bread Financial
BFH
$4.37B
– –
-3,133
Closed -$536K
BKNG icon
246
Booking.com
BKNG
$151B
– –
-23,350
Closed -$1.37M
BMY icon
247
CALL
Bristol-Myers Squibb
BMY
$133B
– –
-45,000
Closed -$2.43M
CBOE icon
248
CALL
Cboe Global Markets
CBOE
$32B
– –
-437,600
Closed -$28.4M
CI icon
249
Cigna
CI
$74.7B
– –
-36,686
Closed -$4.78M
CMCSA icon
250
Comcast
CMCSA
$85B
– –
-30,074
Closed -$998K
8 9
10
11 12

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Cowen Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Cowen Inc held 348 positions worth $2.41B, up 43% from $1.69B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Cowen Inc deployed $656M of net new capital in Q4 2016, opening 118 new positions and adding to 54 existing holdings. Its largest new stake was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was St Jude Medical, an estimated $86.3M trimmed.

  • Cowen Inc's largest Q4 2016 buy was Level 3 Communications Inc: 1,627,165 shares worth $91.7M.
  • Cowen Inc added most to NXP Semiconductors in Q4 2016, an estimated $225M increase.
  • Cowen Inc's biggest Q4 2016 reduction was St Jude Medical, cutting an estimated $86.3M.
  • Cowen Inc fully exited LinkedIn Corporation in Q4 2016, selling an estimated $227M.
  • Cowen Inc's ten largest holdings make up 53% of its $2.41B portfolio in Q4 2016.
  • Cowen Inc opened 118 new positions and closed 104 in Q4 2016.
  • Cowen Inc's portfolio value rose 43% quarter-over-quarter to $2.41B.

Based on Cowen Inc's 13F filing for Q4 2016, filed 13 Feb 2017.