CI

Cowen Inc Portfolio holdings

AUM $1.35B
1-Year Return 56.08%
This Quarter Return
+7.2%
1 Year Return
+56.08%
3 Year Return
+159.45%
5 Year Return
+281.94%
10 Year Return
–
AUM
$1.18B
AUM Growth
+$124M
Cap. Flow
+$84.8M
Cap. Flow %
7.21%
Top 10 Hldgs %
72.36%
Holding
293
New
77
Increased
45
Reduced
35
Closed
78

Top Buys

1
LNKD
LinkedIn Corporation
LNKD
$175M
2
LLTC
Linear Technology Corp
LLTC
$76.7M
3
YHOO
Yahoo Inc
YHOO
$71M
4
STJ
St Jude Medical
STJ
$66.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
$24.8M

Top Sells

1
EMC
EMC CORPORATION
EMC
$197M
2
QLIK
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$97.3M
3
RAD
Rite Aid Corporation
RAD
$30.8M
4
IM
Ingram Micro
IM
$27.6M
5
SYT
Syngenta Ag
SYT
$22.4M

Sector Composition

1 Communication Services 25.49%
2 Healthcare 19.98%
3 Technology 15.38%
4 Materials 11.24%
5 Energy 8.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WSM icon
226
Williams-Sonoma
WSM
$24.7B
– –
-65,658
Closed -$1.71M
XBI icon
227
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
XHB icon
228
SPDR S&P Homebuilders ETF
XHB
$2.01B
– –
0
– –
XLI icon
229
Industrial Select Sector SPDR Fund
XLI
$23.1B
– –
0
– –
XLP icon
230
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
0
– –
XME icon
231
SPDR S&P Metals & Mining ETF
XME
$2.35B
– –
0
– –
XOMA icon
232
Xoma
XOMA
$426M
– –
-5,682
Closed –
XOM icon
233
Exxon Mobil
XOM
$466B
– –
-2,271
Closed -$213K
XRT icon
234
SPDR S&P Retail ETF
XRT
$441M
– –
-22,500
Closed -$944K
XXII
235
22nd Century Group
XXII
$6.47M
– –
0
– -$73K
YUM icon
236
Yum! Brands
YUM
$40.1B
– –
-53,432
Closed -$3.19M
SEEL
237
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
LGF
238
DELISTED
Lions Gate Entertainment
LGF
– –
-16,000
Closed -$324K
SLCA
239
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
0
– –
MARK
240
DELISTED
Remark Holdings, Inc.
MARK
– –
-2,222
Closed –
STAB
241
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
– –
-109,375
Closed –
CFMS
242
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-2,534
Closed -$445K
RDUS
243
DELISTED
Radius Health, Inc.
RDUS
– –
-6,500
Closed -$239K
CDK
244
DELISTED
CDK Global, Inc.
CDK
– –
-57,309
Closed -$3.18M
ISBC
245
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-267,414
Closed -$2.96M
MSGN
246
DELISTED
MSG Networks Inc.
MSGN
– –
-35,607
Closed -$546K
TLRD
247
DELISTED
Tailored Brands, Inc.
TLRD
– –
-124,628
Closed -$1.58M
NE
248
DELISTED
Noble Corporation
NE
– –
0
– –
TFCF
249
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-114,241
Closed -$3.11M
SGYP
250
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-177,700
Closed -$675K
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10
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