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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$296M
Cap. Flow
-$347M
Cap. Flow %
-25.26%
Top 10 Hldgs %
45.03%
Holding
399
New
155
Increased
43
Reduced
65
Closed
104

Top Buys

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$83.6M
2
SNDK
SANDISK CORP
SNDK
+$47.9M
3
AGN
Allergan plc
AGN
+$38.7M
4
SYA
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
+$38.3M
5
HPY
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
+$18.6M

Top Sells

Rank Stock Value
1
CI icon
Cigna
CI
+$97.3M
2
CB
CHUBB CORPORATION
CB
+$77.2M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$40.4M
4
ALTR
Altera Corp
ALTR
+$34M
5
HUM icon
Humana
HUM
+$32.8M

Sector Composition

Rank Sector Weight
1 Industrials 11.09%
2 Healthcare 9.25%
3 Technology 8.98%
4 Financials 4.97%
5 Consumer Discretionary 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
226
Lockheed Martin
LMT
$134B
$326K 0.02%
+1,500
New +$325K
VYX icon
227
PUT
NCR Voyix
VYX
$1.15B
$323K 0.02%
+21,516
New +$343K
NE
228
CALL
DELISTED
Noble Corporation
NE
$317K 0.02%
+30,000
New +$378K
TSLA icon
229
Tesla
TSLA
$1.23T
$314K 0.02%
19,620
-32,490
-62% -$486K
PNK
230
CALL
DELISTED
Pinnacle Entertainment Inc.
PNK
$311K 0.02%
10,000
– –
PSXP
231
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$307K 0.02%
+5,000
New +$290K
STRZA
232
DELISTED
Starz - Series A
STRZA
$302K 0.02%
9,000
+3,000
+50% +$107K
IMOS
233
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$297K 0.02%
13,613
-22,720
-63% -$462K
ET icon
234
Energy Transfer Partners
ET
$70.1B
$295K 0.02%
21,500
-14,300
-40% -$267K
ELLI
235
DELISTED
Ellie Mae Inc
ELLI
$289K 0.02%
+4,800
New +$315K
CVLG icon
236
Covenant Logistics
CVLG
$915M
$283K 0.02%
30,000
+3,000
+11% +$29.6K
AGN
237
PUT
DELISTED
Allergan plc
AGN
$281K 0.02%
900
– –
WPZ
238
CALL
DELISTED
Williams Partners L.P.
WPZ
$279K 0.02%
+10,000
New +$300K
ABG icon
239
Asbury Automotive
ABG
$4.27B
$277K 0.02%
+4,100
New +$312K
KING
240
CALL
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$259K 0.02%
+14,500
New +$242K
CAVM
241
DELISTED
Cavium, Inc.
CAVM
$256K 0.02%
+3,900
New +$263K
CASC
242
DELISTED
Cascadian Therapeutics, Inc.
CASC
$254K 0.02%
19,033
+13,333
+234% +$230K
NRF
243
DELISTED
NorthStar Realty Finance Corp.
NRF
$254K 0.02%
+14,925
New +$300K
CALM icon
244
Cal-Maine
CALM
$4.1B
$250K 0.02%
+5,400
New +$291K
BKD icon
245
Brookdale Senior Living
BKD
$3.47B
$249K 0.02%
13,499
-145,449
-92% -$3.13M
MEOH icon
246
Methanex
MEOH
$4.33B
$248K 0.02%
+7,500
New +$287K
TPST icon
247
CALL
Tempest Therapeutics
TPST
$13.6M
$244K 0.02%
9
– –
LQ
248
DELISTED
La Quinta Holdings Inc.
LQ
$244K 0.02%
+17,921
New +$274K
MU icon
249
Micron Technology
MU
$954B
$241K 0.02%
17,000
+2,000
+13% +$32K
ALKS icon
250
Alkermes
ALKS
$8.25B
$238K 0.02%
+3,000
New +$210K
8 9
10
11 12

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q4 2015 Portfolio in Review

As of Q4 2015, Cowen Inc held 399 positions worth $1.37B, down 18% from $1.67B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cowen Inc withdrew a net $347M in Q4 2015, closing 104 positions and reducing 65 holdings. Its most notable exit was VelocityShares Daily Inverse VIX Short Term ETN, an estimated $40.4M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, up from 9.6% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cowen Inc opened a new position in SANDISK CORP worth $49.7M.

  • Cowen Inc's largest Q4 2015 buy was SANDISK CORP: 654,587 shares worth $49.7M.
  • Cowen Inc added most to EMC CORPORATION in Q4 2015, an estimated $83.6M increase.
  • Cowen Inc's biggest Q4 2015 reduction was Cigna, cutting an estimated $97.3M.
  • Cowen Inc fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q4 2015, selling an estimated $40.4M.
  • Cowen Inc's ten largest holdings make up 45% of its $1.37B portfolio in Q4 2015.
  • Cowen Inc opened 155 new positions and closed 104 in Q4 2015.
  • Cowen Inc's portfolio value fell 18% quarter-over-quarter to $1.37B.

Based on Cowen Inc's 13F filing for Q4 2015, filed 9 Feb 2016.