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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$79.3M
Cap. Flow
+$134M
Cap. Flow %
13.85%
Top 10 Hldgs %
41.13%
Holding
388
New
141
Increased
85
Reduced
42
Closed
92

Top Buys

Rank Stock Value
1
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$39.1M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$35.4M
3
THI
TIM HORTONS INC COM, CANADA
THI
+$27.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$19.1M
5
ROC
ROCKWOOD HLDGS INC
ROC
+$18.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$72.8M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$17.7M
3
SUSS
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
+$16.8M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$13.2M
5
BEAV
B/E Aerospace Inc
BEAV
+$6.19M

Sector Composition

Rank Sector Weight
1 Miscellaneous 33.41%
2 Energy 11.8%
3 Technology 11.43%
4 Communication Services 10.32%
5 Consumer Discretionary 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWP
226
DELISTED
Boardwalk Pipeline Partners
BWP
$320K 0.03%
17,100
– –
WMT icon
227
Walmart Inc
WMT
$858B
$308K 0.03%
12,075
-114
-0.9% -$2.88K
EWC icon
228
iShares MSCI Canada ETF
EWC
$6.82B
$307K 0.03%
10,000
– –
ANDV
229
DELISTED
Andeavor
ANDV
$305K 0.03%
5,000
+1,000
+25% +$61.6K
SBNY
230
DELISTED
Signature Bank
SBNY
$303K 0.03%
+2,700
New +$318K
ALKS icon
231
Alkermes
ALKS
$7.72B
$300K 0.03%
7,000
+1,000
+17% +$44.8K
SPY icon
232
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$296K 0.03%
1,500
-3,400
-69% -$672K
MCK icon
233
McKesson
MCK
$105B
$292K 0.03%
1,500
– –
TMH
234
PUT
DELISTED
Team Health Holdings Inc
TMH
$290K 0.03%
+5,000
New +$279K
ABBV icon
235
AbbVie
ABBV
$465B
$289K 0.03%
+5,000
New +$278K
RPRX
236
CALL
DELISTED
Repros Therapeutics Inc.
RPRX
$284K 0.03%
+28,700
New +$425K
SUNE
237
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$283K 0.03%
15,000
-112,900
-88% -$2.42M
CSOD
238
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$275K 0.03%
+8,000
New +$315K
X
239
DELISTED
US Steel
X
$274K 0.03%
+7,000
New +$245K
ACTG icon
240
Acacia Research
ACTG
$445M
$273K 0.03%
17,660
– –
MTSN
241
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$272K 0.03%
110,000
+27,500
+33% +$63.9K
AMAT icon
242
Applied Materials
AMAT
$334B
$270K 0.03%
+12,500
New +$277K
XOM icon
243
ExxonMobil
XOM
$696B
$270K 0.03%
2,871
-100
-3% -$9.96K
GBX icon
244
The Greenbrier Companies
GBX
$1.32B
$264K 0.03%
3,600
-5,000
-58% -$343K
LLY icon
245
Eli Lilly
LLY
$1.01T
$259K 0.03%
+4,000
New +$253K
NRG icon
246
NRG Energy
NRG
$22.3B
$259K 0.03%
+8,500
New +$265K
CPRX
247
DELISTED
Catalyst Pharmaceutical
CPRX
$255K 0.03%
+106,250
New +$278K
ILMN icon
248
Illumina
ILMN
$33.6B
$246K 0.03%
1,542
– –
EFOR
249
Everforth Inc
EFOR
$1.39B
$244K 0.03%
+9,100
New +$282K
SGEN
250
DELISTED
Seagen Inc. Common Stock
SGEN
$242K 0.02%
6,500
-3,000
-32% -$118K
8 9
10
11 12

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CAM
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LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
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HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
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CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Cowen Inc held 388 positions worth $970M, up 8.9% from $891M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc deployed $134M of net new capital in Q3 2014, opening 141 new positions and adding to 85 existing holdings. Its largest new stake was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.

By sector, the portfolio is most concentrated in Miscellaneous at 33% of assets, down from 39% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $17.7M trimmed.

  • Cowen Inc's largest Q3 2014 buy was KINDER MORGAN ENER PNTRS L.P.: 439,534 shares worth $41M.
  • Cowen Inc added most to TIME WARNER CABLE INC NEW COM STK in Q3 2014, an estimated $35.4M increase.
  • Cowen Inc's biggest Q3 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $17.7M.
  • Cowen Inc fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $72.8M.
  • Cowen Inc's ten largest holdings make up 41% of its $970M portfolio in Q3 2014.
  • Cowen Inc opened 141 new positions and closed 92 in Q3 2014.
  • Cowen Inc's portfolio value rose 8.9% quarter-over-quarter to $970M.

Based on Cowen Inc's 13F filing for Q3 2014, filed 17 Nov 2014.