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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$811M
AUM Growth
+$216M
Cap. Flow
+$494M
Cap. Flow %
60.85%
Top 10 Hldgs %
51.52%
Holding
306
New
91
Increased
66
Reduced
21
Closed
114

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$98.9M
2
VZ icon
Verizon
VZ
+$78.6M
3
CMCSA icon
Comcast
CMCSA
+$49.3M
4
FRX
FOREST LABORATORIES INC
FRX
+$41.9M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$38.7M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$33.9M
2
OMC icon
Omnicom Group
OMC
+$11.9M
3
VIRX
Viracta Therapeutics, Inc. Common Stock
VIRX
+$3.44M
4
ASH icon
Ashland
ASH
+$3.43M
5
TT icon
Trane Technologies
TT
+$2.59M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.92%
2 Communication Services 22.06%
3 Technology 10.32%
4 Healthcare 9.23%
5 Energy 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
226
CALL
Regions Financial
RF
$25.7B
– –
-59,000
Closed -$584K
RIG icon
227
CALL
Transocean
RIG
$6.09B
– –
-104,700
Closed -$5.17M
RIG icon
228
Transocean
RIG
$6.09B
– –
-19,659
Closed -$972K
SAIC icon
229
Saic
SAIC
$5.53B
– –
-20,000
Closed -$661K
SEE
230
CALL
DELISTED
Sealed Air
SEE
– –
-37,500
Closed -$1.28M
SLM icon
231
CALL
SLM Corp
SLM
$4.9B
– –
-2,546,180
Closed -$23.9M
SLM icon
232
PUT
SLM Corp
SLM
$4.9B
– –
-560
Closed -$6K
SNDA icon
233
PUT
Sonida Senior Living
SNDA
$1.9B
– –
-667
Closed -$240K
SPY icon
234
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$803B
– –
-171,000
Closed -$31.6M
SYY icon
235
CALL
Sysco
SYY
$39.9B
– –
-150,400
Closed -$5.43M
TT icon
236
Trane Technologies
TT
$93.7B
– –
-42,100
Closed -$2.59M
UNH icon
237
UnitedHealth
UNH
$344B
– –
-3,800
Closed -$286K
UNH icon
238
PUT
UnitedHealth
UNH
$344B
– –
-3,800
Closed -$286K
VRTX icon
239
CALL
Vertex Pharmaceuticals
VRTX
$132B
– –
-5,000
Closed -$372K
VRTX icon
240
Vertex Pharmaceuticals
VRTX
$132B
– –
-9,500
Closed -$706K
VRTX icon
241
PUT
Vertex Pharmaceuticals
VRTX
$132B
– –
-25,000
Closed -$1.86M
VTRS icon
242
PUT
Viatris
VTRS
$19.1B
– –
-70,000
Closed -$3.04M
WMT icon
243
CALL
Walmart Inc
WMT
$865B
– –
-150,000
Closed -$3.94M
XYL icon
244
CALL
Xylem
XYL
$25.1B
– –
-18,900
Closed -$654K
YUM icon
245
CALL
Yum! Brands
YUM
$38.4B
– –
-76,505
Closed -$4.16M
IMGN
246
DELISTED
Immunogen Inc
IMGN
– –
-76,658
Closed -$1.13M
IMGN
247
PUT
DELISTED
Immunogen Inc
IMGN
– –
-90,000
Closed -$1.32M
SGEN
248
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-25,300
Closed -$1.01M
VMW
249
PUT
DELISTED
VMware, Inc
VMW
– –
-67,900
Closed -$6.09M
ARNA
250
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-1,000
Closed -$59K
8 9
10
11 12

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CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
LC
Lourd Capital Beverly Hills, California $1.08B AUM 8.79% 1-Year Est. Return
LIC
Lodestar Investment Counsel Chicago, Illinois $974M AUM 13.79% 1-Year Est. Return
CB
Chemical Bank Detroit, Michigan $881M AUM 4.54% 1-Year Est. Return
HA
Highland Associates Birmingham, Alabama $699M AUM 8.2% 1-Year Est. Return
KPAG
KLS Professional Advisors Group New York $2.15B AUM 6.46% 1-Year Est. Return
CW
Cobiz Wealth Denver, Colorado $506M AUM 11.06% 1-Year Est. Return
SIM
Stelliam Investment Management New York $404M AUM 5.1% 1-Year Est. Return

Cowen Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Cowen Inc held 306 positions worth $811M, up 36% from $595M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc deployed $494M of net new capital in Q1 2014, opening 91 new positions and adding to 66 existing holdings. Its largest new stake was Verizon: 1,661,061 shares worth $79M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 63% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Omnicom Group, an estimated $11.9M trimmed.

  • Cowen Inc's largest Q1 2014 buy was Verizon: 1,661,061 shares worth $79M.
  • Cowen Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $98.9M increase.
  • Cowen Inc's biggest Q1 2014 reduction was Omnicom Group, cutting an estimated $11.9M.
  • Cowen Inc fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $33.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $811M portfolio in Q1 2014.
  • Cowen Inc opened 91 new positions and closed 114 in Q1 2014.
  • Cowen Inc's portfolio value rose 36% quarter-over-quarter to $811M.

Based on Cowen Inc's 13F filing for Q1 2014, filed 16 May 2014.