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CI

Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$595M
AUM Growth
-$82.7M
Cap. Flow
-$125M
Cap. Flow %
-21.03%
Top 10 Hldgs %
41.11%
Holding
335
New
118
Increased
36
Reduced
41
Closed
120

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$16.1M
2
COWN
Cowen Inc. Class A Common Stock
COWN
+$10.4M
3
APD icon
Air Products & Chemicals
APD
+$4.87M
4
ASH icon
Ashland
ASH
+$3.97M
5
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$3.52M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$97.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$42.3M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.1M
4
NYX
NYSE EURONEXT INC
NYX
+$17.4M
5
DELL
DELL INC
DELL
+$13.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.85%
2 Technology 7.14%
3 Industrials 4.65%
4 Energy 4.3%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CF icon
226
CF Industries
CF
$19.9B
– –
-11,250
Closed -$474K
CPRT icon
227
Copart
CPRT
$29.4B
– –
-126,000
Closed -$501K
EXPE icon
228
CALL
Expedia Group
EXPE
$34.5B
– –
-70,100
Closed -$3.63M
EXPE icon
229
Expedia Group
EXPE
$34.5B
– –
-7,000
Closed -$363K
EXPE icon
230
PUT
Expedia Group
EXPE
$34.5B
– –
-25,000
Closed -$1.29M
FTI icon
231
CALL
TechnipFMC
FTI
$28.6B
– –
-38,035
Closed -$2.03M
FTNT icon
232
CALL
Fortinet
FTNT
$125B
– –
-50,000
Closed -$203K
FTNT icon
233
Fortinet
FTNT
$125B
– –
-200,000
Closed -$810K
GFI icon
234
Gold Fields
GFI
$38.4B
– –
-13,300
Closed -$61K
GLD icon
235
SPDR Gold Trust
GLD
$145B
– –
-2,015
Closed -$258K
GRPN icon
236
CALL
Groupon
GRPN
$777M
– –
-3,275
Closed -$734K
GRPN icon
237
Groupon
GRPN
$777M
– –
-8,500
Closed -$1.91M
GRPN icon
238
PUT
Groupon
GRPN
$777M
– –
-5,000
Closed -$1.12M
HMY icon
239
Harmony Gold Mining
HMY
$12.3B
– –
-17,400
Closed -$59K
IAG icon
240
IAMGOLD
IAG
$11.3B
– –
-11,900
Closed -$57K
IRM icon
241
Iron Mountain
IRM
$33.4B
– –
-44,361
Closed -$1.11M
IWD icon
242
iShares Russell 1000 Value ETF
IWD
$83.4B
– –
-490,237
Closed -$42.3M
IWM icon
243
iShares Russell 2000 ETF
IWM
$77.6B
– –
-7,600
Closed -$839K
LBTYK icon
244
Liberty Global Class C
LBTYK
$3.55B
– –
-156,873
Closed -$4.79M
LOW icon
245
CALL
Lowe's Companies
LOW
$111B
– –
-35,500
Closed -$1.69M
MDGL icon
246
CALL
Madrigal Pharmaceuticals
MDGL
$12.5B
– –
-1,000
Closed -$221K
MDY icon
247
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26B
– –
-430,482
Closed -$97.4M
META icon
248
Meta Platforms (Facebook)
META
$1.7T
– –
-4,000
Closed -$201K
META icon
249
PUT
Meta Platforms (Facebook)
META
$1.7T
– –
-10,000
Closed -$502K
MNKD icon
250
CALL
MannKind Corp
MNKD
$1.21B
– –
-11,500
Closed -$328K
8 9
10
11 12

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Inc held 335 positions worth $595M, down 12% from $678M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cowen Inc withdrew a net $125M in Q4 2013, closing 120 positions and reducing 41 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $97.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 80% a quarter earlier, followed by Technology and Industrials.

Against the trend, Cowen Inc opened a new position in Omnicom Group worth $17.4M.

  • Cowen Inc's largest Q4 2013 buy was Omnicom Group: 234,006 shares worth $17.4M.
  • Cowen Inc added most to Cowen Inc. Class A Common Stock in Q4 2013, an estimated $10.4M increase.
  • Cowen Inc's biggest Q4 2013 reduction was LENDER PROCESSING SERVICES INC, cutting an estimated $5.66M.
  • Cowen Inc fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013, selling an estimated $97.4M.
  • Cowen Inc's ten largest holdings make up 41% of its $595M portfolio in Q4 2013.
  • Cowen Inc opened 118 new positions and closed 120 in Q4 2013.
  • Cowen Inc's portfolio value fell 12% quarter-over-quarter to $595M.

Based on Cowen Inc's 13F filing for Q4 2013, filed 13 Feb 2014.