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Cowen Inc Portfolio holdings

AUM $1.39B
1-Year Est. Return 60.14%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+60.14%
3 Year Est. Return
+251.81%
5 Year Est. Return
+491.3%
10 Year Est. Return
–
AUM
$678M
AUM Growth
-$311M
Cap. Flow
-$480M
Cap. Flow %
-70.78%
Top 10 Hldgs %
51.86%
Holding
377
New
112
Increased
34
Reduced
47
Closed
160

Top Buys

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$21.4M
2
NYX
NYSE EURONEXT INC
NYX
+$12.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$6.62M
4
GCOM
GLOBECOMM SYSTEMS INC
GCOM
+$6.6M
5
MOLXA
MOLEX INC CL-A
MOLXA
+$5.72M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$133M
2
SFD
SMITHFIELD FOODS,INC
SFD
+$53.9M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$21.8M
4
BMC
BMC SOFTWARE, INC
BMC
+$19.9M
5
VHC icon
VirnetX Holding Corp
VHC
+$19.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 80.12%
2 Healthcare 4.22%
3 Financials 3.83%
4 Energy 3.05%
5 Technology 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDZI icon
226
Cadiz
CDZI
$297M
– –
-24,000
Closed -$110K
CPIX icon
227
Cumberland Pharmaceuticals
CPIX
$99.5M
– –
-19,800
Closed -$101K
CVE icon
228
Cenovus Energy
CVE
$62.6B
– –
-25,000
Closed -$713K
CVU icon
229
CPI Aerostructures
CVU
$66.5M
– –
-18,407
Closed -$200K
CVX icon
230
Chevron
CVX
$427B
– –
-143,112
Closed -$16.9M
DVAX
231
DELISTED
Dynavax Technologies
DVAX
– –
-1,540
Closed -$17K
EEM icon
232
iShares MSCI Emerging Markets ETF
EEM
$30.6B
– –
-220,269
Closed -$8.48M
EFA icon
233
iShares MSCI EAFE ETF
EFA
$77.9B
– –
-4,000
Closed -$229K
EWZ icon
234
iShares MSCI Brazil ETF
EWZ
$8.6B
– –
-243,128
Closed -$10.7M
F icon
235
Ford
F
$53.8B
– –
-151,600
Closed -$2.35M
FCX icon
236
Freeport-McMoran
FCX
$99.6B
– –
-345,500
Closed -$9.54M
FMNB icon
237
Farmers National Banc Corp
FMNB
$946M
– –
-13,500
Closed -$85K
FNF icon
238
Fidelity National Financial
FNF
$11.7B
– –
-623,719
Closed -$8.48M
FNV icon
239
Franco-Nevada
FNV
$50.7B
– –
-88,364
Closed -$3.16M
FXI icon
240
iShares China Large-Cap ETF
FXI
$4.1B
– –
-116,400
Closed -$3.79M
GEO icon
241
The GEO Group
GEO
$4.11B
– –
-10,920
Closed -$247K
GEVO icon
242
Gevo
GEVO
$388M
– –
-15
Closed -$183K
HAL icon
243
Halliburton
HAL
$29.7B
– –
-2,500
Closed -$117K
HD icon
244
Home Depot
HD
$305B
– –
-82,200
Closed -$6.37M
HLF icon
245
PUT
Herbalife
HLF
$1.25B
– –
-74,000
Closed -$1.67M
STRR
246
Star Equity Holdings
STRR
$36.9M
– –
-5,880
Closed -$146K
IAG icon
247
PUT
IAMGOLD
IAG
$11.2B
– –
-295,000
Closed -$1.28M
INOD icon
248
Innodata
INOD
$1.87B
– –
-24,700
Closed -$79K
INVA icon
249
CALL
Innoviva
INVA
$1.51B
– –
-67,759
Closed -$2.1M
IPG
250
CALL
DELISTED
Interpublic Group of Companies
IPG
– –
-96,500
Closed -$1.4M
8 9
10
11 12

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LC
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LIC
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CB
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HA
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KPAG
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CW
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SIM
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Cowen Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Inc held 377 positions worth $678M, down 31% from $988M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Cowen Inc withdrew a net $480M in Q3 2013, closing 160 positions and reducing 47 holdings. Its most notable exit was SMITHFIELD FOODS,INC, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 59% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Inc opened a new position in ONYX PHARMACEUTICALS INC worth $21.1M.

  • Cowen Inc's largest Q3 2013 buy was ONYX PHARMACEUTICALS INC: 168,961 shares worth $21.1M.
  • Cowen Inc added most to NYSE EURONEXT INC in Q3 2013, an estimated $12.2M increase.
  • Cowen Inc's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $133M.
  • Cowen Inc fully exited SMITHFIELD FOODS,INC in Q3 2013, selling an estimated $53.9M.
  • Cowen Inc's ten largest holdings make up 52% of its $678M portfolio in Q3 2013.
  • Cowen Inc opened 112 new positions and closed 160 in Q3 2013.
  • Cowen Inc's portfolio value fell 31% quarter-over-quarter to $678M.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.