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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$204M
AUM Growth
-$4.87M
Cap. Flow
-$11.8M
Cap. Flow %
-5.76%
Top 10 Hldgs %
48.32%
Holding
130
New
2
Increased
37
Reduced
70
Closed
9

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$755K
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$741K
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$678K
4
MRK icon
Merck
MRK
+$204K
5
SH icon
ProShares Short S&P500
SH
+$189K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.89M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.05M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$896K
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$892K

Sector Composition

Rank Sector Weight
1 Financials 6.64%
2 Technology 4.51%
3 Healthcare 3.92%
4 Consumer Discretionary 3.46%
5 Industrials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
76
iShares Russell 1000 Value ETF
IWD
$81.3B
$617K 0.3%
5,209
-737
-12% -$85.9K
XOM icon
77
ExxonMobil
XOM
$650B
$600K 0.29%
7,317
+94
+1% +$7.46K
SCHM icon
78
Schwab US Mid-Cap ETF
SCHM
$14.7B
$533K 0.26%
31,890
-99
-0.3% -$1.61K
MA icon
79
Mastercard
MA
$469B
$521K 0.26%
3,687
-162
-4% -$21.4K
C icon
80
Citigroup
C
$221B
$502K 0.25%
6,896
-37
-0.5% -$2.53K
PG icon
81
Procter & Gamble
PG
$342B
$497K 0.24%
5,463
+280
+5% +$25.5K
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$493K 0.24%
4,067
-414
-9% -$50K
PEP icon
83
PepsiCo
PEP
$184B
$471K 0.23%
4,225
+80
+2% +$9.24K
LLY icon
84
Eli Lilly
LLY
$1.06T
$463K 0.23%
5,409
+140
+3% +$11.5K
WM icon
85
Waste Management
WM
$95.3B
$448K 0.22%
5,723
-120
-2% -$9.12K
IWN icon
86
iShares Russell 2000 Value ETF
IWN
$14.3B
$447K 0.22%
3,604
+65
+2% +$7.66K
PSK icon
87
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$444K 0.22%
9,927
-873
-8% -$39.4K
MET icon
88
MetLife
MET
$59.5B
$420K 0.21%
8,091
-731
-8% -$35.6K
MMM icon
89
3M
MMM
$87.5B
$418K 0.2%
2,382
+100
+4% +$17.3K
VFH icon
90
Vanguard Financials ETF
VFH
$13.2B
$403K 0.2%
6,165
-1,060
-15% -$66.9K
SH icon
91
ProShares Short S&P500
SH
$888M
$401K 0.2%
3,119
+1,435
+85% +$189K
LMT icon
92
Lockheed Martin
LMT
$131B
$399K 0.2%
1,285
-20
-2% -$5.97K
AVA icon
93
Avista
AVA
$3.49B
$395K 0.19%
7,638
-235
-3% -$11.7K
T icon
94
AT&T
T
$157B
$385K 0.19%
13,006
+804
+7% +$22.8K
WBA
95
DELISTED
Walgreens Boots Alliance
WBA
$365K 0.18%
4,728
-1,879
-28% -$151K
KMB icon
96
Kimberly-Clark
KMB
$35.6B
$362K 0.18%
3,075
+264
+9% +$32.2K
BSCK
97
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$350K 0.17%
16,288
– –
FIW icon
98
First Trust Water ETF
FIW
$1.82B
$337K 0.17%
7,429
-292
-4% -$12.7K
XLE icon
99
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$314K 0.15%
9,180
-1,844
-17% -$60K
BSJI
100
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$304K 0.15%
12,011
– –
2 3
4
5 6

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NWP
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SAM
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LFG
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SCM
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RIM
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Confluence Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Wealth Management held 130 positions worth $204M, down 2.3% from $209M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Confluence Wealth Management withdrew a net $11.8M in Q3 2017, closing 9 positions and reducing 70 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $658K position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Confluence Wealth Management opened a new position in Vanguard FTSE Europe ETF worth $697K.

  • Confluence Wealth Management's largest Q3 2017 buy was Vanguard FTSE Europe ETF: 11,949 shares worth $697K.
  • Confluence Wealth Management added most to Schwab Emerging Markets Equity ETF in Q3 2017, an estimated $755K increase.
  • Confluence Wealth Management's biggest Q3 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.89M.
  • Confluence Wealth Management fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q3 2017, selling an estimated $658K.
  • Confluence Wealth Management's ten largest holdings make up 48% of its $204M portfolio in Q3 2017.
  • Confluence Wealth Management opened 2 new positions and closed 9 in Q3 2017.
  • Confluence Wealth Management's portfolio value fell 2.3% quarter-over-quarter to $204M.

Based on Confluence Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.