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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$204M
AUM Growth
-$4.87M
Cap. Flow
-$11.8M
Cap. Flow %
-5.76%
Top 10 Hldgs %
48.32%
Holding
130
New
2
Increased
37
Reduced
70
Closed
9

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$755K
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$741K
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$678K
4
MRK icon
Merck
MRK
+$204K
5
SH icon
ProShares Short S&P500
SH
+$189K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.89M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.05M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$896K
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$892K

Sector Composition

Rank Sector Weight
1 Financials 6.64%
2 Technology 4.51%
3 Healthcare 3.92%
4 Consumer Discretionary 3.46%
5 Industrials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$879B
$18.2M 8.91%
71,942
-4,218
-6% -$1.05M
MDY icon
2
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$17.1M 8.35%
52,261
-5,958
-10% -$1.89M
EFA icon
3
iShares MSCI EAFE ETF
EFA
$76.2B
$11.2M 5.48%
163,583
-13,340
-8% -$892K
AGG icon
4
iShares Core US Aggregate Bond ETF
AGG
$137B
$11.2M 5.46%
101,847
-5,418
-5% -$595K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$8.19M 4.01%
32,611
-219
-0.7% -$54K
IWR icon
6
iShares Russell Mid-Cap ETF
IWR
$56.8B
$7.07M 3.46%
143,412
-26,900
-16% -$1.3M
BNDX icon
7
Vanguard Total International Bond ETF
BNDX
$81.9B
$6.87M 3.36%
125,832
+13,572
+12% +$741K
SCHZ icon
8
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$6.52M 3.19%
249,034
-11,254
-4% -$295K
EEM icon
9
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$6.34M 3.1%
141,441
-12,337
-8% -$543K
IWM icon
10
iShares Russell 2000 ETF
IWM
$81.2B
$6.12M 2.99%
41,266
-6,370
-13% -$896K
QDF icon
11
FlexShares Quality Dividend Index Fund
QDF
$2.2B
$5.4M 2.65%
127,372
-2,124
-2% -$88.1K
GVI icon
12
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$3.42M 1.68%
30,854
+565
+2% +$62.8K
BSV icon
13
Vanguard Short-Term Bond ETF
BSV
$44.5B
$2.9M 1.42%
36,265
-4,890
-12% -$391K
USB icon
14
US Bancorp
USB
$98.9B
$2.79M 1.37%
52,125
-1,147
-2% -$60K
SUB icon
15
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.68M 1.31%
25,273
-1,549
-6% -$164K
AAPL icon
16
Apple
AAPL
$4.7T
$2.65M 1.3%
68,668
+3,812
+6% +$148K
SCHA icon
17
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$2.5M 1.22%
148,432
-18,968
-11% -$305K
VTI icon
18
Vanguard Total Stock Market ETF
VTI
$657B
$2.22M 1.09%
17,160
+702
+4% +$88.9K
IJJ icon
19
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.79B
$2.03M 1%
26,638
-4,482
-14% -$332K
VWO icon
20
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$1.91M 0.93%
43,842
-3,738
-8% -$162K
IWF icon
21
iShares Russell 1000 Growth ETF
IWF
$123B
$1.84M 0.9%
58,832
-3,052
-5% -$93.4K
BA icon
22
Boeing
BA
$166B
$1.81M 0.89%
7,119
-255
-3% -$59.4K
META icon
23
Meta Platforms (Facebook)
META
$1.56T
$1.66M 0.81%
9,732
-733
-7% -$122K
TMO icon
24
Thermo Fisher Scientific
TMO
$213B
$1.66M 0.81%
8,770
-152
-2% -$27.5K
JPM icon
25
JPMorgan Chase
JPM
$923B
$1.6M 0.78%
16,761
-1,250
-7% -$115K
1
2 3 4 5

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NWP
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SAM
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LFG
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Confluence Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Wealth Management held 130 positions worth $204M, down 2.3% from $209M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Confluence Wealth Management withdrew a net $11.8M in Q3 2017, closing 9 positions and reducing 70 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $658K position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Confluence Wealth Management opened a new position in Vanguard FTSE Europe ETF worth $697K.

  • Confluence Wealth Management's largest Q3 2017 buy was Vanguard FTSE Europe ETF: 11,949 shares worth $697K.
  • Confluence Wealth Management added most to Schwab Emerging Markets Equity ETF in Q3 2017, an estimated $755K increase.
  • Confluence Wealth Management's biggest Q3 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.89M.
  • Confluence Wealth Management fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q3 2017, selling an estimated $658K.
  • Confluence Wealth Management's ten largest holdings make up 48% of its $204M portfolio in Q3 2017.
  • Confluence Wealth Management opened 2 new positions and closed 9 in Q3 2017.
  • Confluence Wealth Management's portfolio value fell 2.3% quarter-over-quarter to $204M.

Based on Confluence Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.