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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$148M
AUM Growth
-$27.8M
Cap. Flow
-$26.1M
Cap. Flow %
-17.63%
Top 10 Hldgs %
48.56%
Holding
133
New
2
Increased
19
Reduced
57
Closed
52

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$554K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$503K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$499K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$326K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.63M
2
RVSB icon
Riverview Bancorp
RVSB
+$1.01M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$832K
4
XOM icon
ExxonMobil
XOM
+$816K
5
MRK icon
Merck
MRK
+$808K

Sector Composition

Rank Sector Weight
1 Industrials 8.27%
2 Technology 6.19%
3 Consumer Discretionary 6.13%
4 Healthcare 5.72%
5 Financials 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$20.1M 13.6%
80,608
-2,420
-3% -$621K
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76B
$8.54M 5.78%
133,131
+7,482
+6% +$499K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$874B
$8.25M 5.58%
41,599
+2,527
+6% +$503K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.1B
$6.62M 4.48%
92,063
+46
+0% +$3.47K
IWM icon
5
iShares Russell 2000 ETF
IWM
$80.9B
$5.98M 4.05%
54,700
+2,853
+6% +$326K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$5.62M 3.81%
28,541
+99
+0.3% +$19.6K
EEM icon
7
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$5.61M 3.79%
134,882
+3,067
+2% +$136K
BA icon
8
Boeing
BA
$163B
$4.34M 2.94%
34,077
-1,353
-4% -$170K
SCHO icon
9
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$3.92M 2.65%
155,106
-872
-0.6% -$22.1K
GILD icon
10
Gilead Sciences
GILD
$162B
$2.77M 1.87%
25,996
-1,910
-7% -$187K
BSJG
11
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$2.47M 1.67%
92,654
+99
+0.1% +$2.67K
IJJ icon
12
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.74B
$2.45M 1.66%
40,680
-822
-2% -$51.3K
RCL icon
13
Royal Caribbean
RCL
$76.2B
$2.41M 1.63%
35,770
-479
-1% -$29.7K
AAPL icon
14
Apple
AAPL
$4.7T
$2.4M 1.63%
95,456
-9,196
-9% -$226K
TMO icon
15
Thermo Fisher Scientific
TMO
$213B
$1.98M 1.34%
16,292
-431
-3% -$52.4K
GE icon
16
GE Aerospace
GE
$361B
$1.97M 1.33%
16,003
-1,299
-8% -$162K
BSJH
17
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1.89M 1.28%
70,640
-638
-0.9% -$17.3K
SBUX icon
18
Starbucks
SBUX
$118B
$1.81M 1.22%
47,864
-2,554
-5% -$98.8K
CVS icon
19
CVS Health
CVS
$135B
$1.79M 1.21%
22,528
-639
-3% -$50.4K
BKNG icon
20
Booking.com
BKNG
$134B
$1.78M 1.21%
38,500
-675
-2% -$33.2K
JPM icon
21
JPMorgan Chase
JPM
$924B
$1.75M 1.19%
29,085
-2,418
-8% -$141K
BSCF
22
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.69M 1.14%
77,533
-1,808
-2% -$39.4K
QCOM icon
23
Qualcomm
QCOM
$178B
$1.66M 1.13%
22,233
-1,652
-7% -$126K
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$653B
$1.64M 1.11%
+16,241
New +$1.66M
NUE icon
25
Nucor
NUE
$54.9B
$1.64M 1.11%
30,120
-8,317
-22% -$439K
1
2 3 4 5

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RA
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NWP
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SAM
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LFG
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SCM
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RIM
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Confluence Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Wealth Management held 133 positions worth $148M, down 16% from $175M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Confluence Wealth Management withdrew a net $26.1M in Q3 2014, closing 52 positions and reducing 57 holdings. Its most notable exit was iShares Short-Term National Muni Bond ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.3% of assets, up from 8.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Confluence Wealth Management opened a new position in Vanguard Total Stock Market ETF worth $1.64M.

  • Confluence Wealth Management's largest Q3 2014 buy was Vanguard Total Stock Market ETF: 16,241 shares worth $1.64M.
  • Confluence Wealth Management added most to iShares Core S&P 500 ETF in Q3 2014, an estimated $503K increase.
  • Confluence Wealth Management's biggest Q3 2014 reduction was Berkshire Hathaway Class B, cutting an estimated $832K.
  • Confluence Wealth Management fully exited iShares Short-Term National Muni Bond ETF in Q3 2014, selling an estimated $2.63M.
  • Confluence Wealth Management's ten largest holdings make up 49% of its $148M portfolio in Q3 2014.
  • Confluence Wealth Management opened 2 new positions and closed 52 in Q3 2014.
  • Confluence Wealth Management's portfolio value fell 16% quarter-over-quarter to $148M.

Based on Confluence Wealth Management's 13F filing for Q3 2014, filed 14 Nov 2014.