Compass Financial Management
UCON icon

Compass Financial Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Compass Financial Management’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$653K Sell
27,492
-1,573
-5% -$38.6K 0.07% 241
2026
Q2 		$723K Buy
+29,065
New +$724K 0.09% 220

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Harbour Investments
Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return
Trilogy Capital
Trilogy Capital Irvine, California $2.61B AUM 14.55% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $121B AUM 21.47% 1-Year Est. Return

Compass Financial Management's UCON Position: Q3 2026 in Review

Compass Financial Management reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 5.4% in Q3 2026, selling an estimated $38.6K and leaving 27,492 shares worth $653K. The position accounts for 0.07% of the portfolio, ranked #241.

Compass Financial Management first reported a position in UCON in Q2 2026 and has held it in 2 quarters since. The position peaked at $723K in Q2 2026. 243 funds tracked by Wall St. Rank hold UCON as of Q3 2026.

  • Compass Financial Management held 27,492 shares of First Trust Smith Unconstrained Bond ETF worth $653K as of Q3 2026.
  • Compass Financial Management sold 1,573 First Trust Smith Unconstrained Bond ETF shares in Q3 2026, an estimated $38.6K.
  • First Trust Smith Unconstrained Bond ETF made up 0.07% of Compass Financial Management's portfolio in Q3 2026, its #241 holding.
  • Compass Financial Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2026 and has held it in 2 quarters since.
  • Compass Financial Management's First Trust Smith Unconstrained Bond ETF position peaked at $723K in Q2 2026.
  • 243 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2026.

Based on Compass Financial Management's 13F filing for Q3 2026, filed 30 Oct 2026.