Cliff Asness’s Cutwater Select Income Fund CSI Stock Holding History

Cliff Asness’s Portfolio CSI Stock Details CSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-17,693	Closed	-$349K	–	2712
2014 Q3	$349K	Sell	17,693 -6,247	-26%	-$122K	﹤0.01%	2102
2014 Q2	$482K	Buy	+23,940	New	+$469K	﹤0.01%	2000
2014 Q1	–	Sell	-39,766	Closed	-$728K	–	2681
2013 Q4	$728K	Buy	39,766 +10,078	+34%	+$180K	﹤0.01%	1874
2013 Q3	$528K	Buy	+29,688	New	+$529K	﹤0.01%	1950

Other funds holding CSI

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

WealthTrust Axiom Wayne, Pennsylvania $448M AUM 50.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cliff Asness's CSI Position: Q4 2014 in Review

Cliff Asness sold out of Cutwater Select Income Fund (CSI) in Q4 2014, closing a stake of 17,693 shares — an estimated $349K sold.

Cliff Asness first reported a position in CSI in Q3 2013 and held it in 4 quarters. The position peaked at $728K in Q4 2013. 36 funds tracked by Wall St. Rank hold CSI as of Q4 2014.

Cliff Asness reported no remaining Cutwater Select Income Fund position as of Q4 2014 after selling out during the quarter.
Cliff Asness sold 17,693 Cutwater Select Income Fund shares in Q4 2014, an estimated $349K.
Cliff Asness first reported a position in Cutwater Select Income Fund in Q3 2013 and held it in 4 quarters.
Cliff Asness's Cutwater Select Income Fund position peaked at $728K in Q4 2013.
36 funds tracked by Wall St. Rank held Cutwater Select Income Fund as of Q4 2014.

Based on AQR Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.