CA
CGMM

Cliff Asness’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Cliff Asness’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.6M Buy
48,470
+27,863
+135% +$877K ﹤0.01% 2759
2026
Q1 		$605K Hold
20,607
– – ﹤0.01% 3023
2025
Q4 		$594K Hold
20,607
– – ﹤0.01% 2822
2025
Q3 		$585K Buy
+20,607
New +$574K ﹤0.01% 2730

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Cliff Asness's CGMM Position: Q2 2026 in Review

Cliff Asness increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 135% in Q2 2026, buying an estimated $877K and bringing the position to 48,470 shares worth $1.6M. The position accounts for ﹤0.01% of the portfolio, ranked #2759.

Cliff Asness first reported a position in CGMM in Q3 2025 and has held it in 4 quarters since. 226 funds tracked by Wall St. Rank hold CGMM as of Q2 2026.

  • Cliff Asness held 48,470 shares of Capital Group U.S. Small and Mid Cap ETF worth $1.6M as of Q2 2026.
  • Cliff Asness bought 27,863 Capital Group U.S. Small and Mid Cap ETF shares in Q2 2026, an estimated $877K.
  • Capital Group U.S. Small and Mid Cap ETF made up ﹤0.01% of Cliff Asness's portfolio in Q2 2026, its #2759 holding.
  • Cliff Asness first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q3 2025 and has held it in 4 quarters since.
  • 226 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q2 2026.

Based on AQR Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.