ClearBridge Investments’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,600	Closed	-$22K	–	1012
2020 Q2	$22K	Hold	1,600	–	–	﹤0.01%	842
2020 Q1	$11K	Hold	1,600	–	–	﹤0.01%	945
2019 Q4	$69K	Sell	1,600 -620	-28%	-$26.7K	﹤0.01%	804
2019 Q3	$99K	Hold	2,220	–	–	﹤0.01%	767
2019 Q2	$104K	Hold	2,220	–	–	﹤0.01%	766
2019 Q1	$108K	Hold	2,220	–	–	﹤0.01%	781
2018 Q4	$87K	Sell	2,220 -600	-21%	-$23.5K	﹤0.01%	805
2018 Q3	$160K	Hold	2,820	–	–	﹤0.01%	818
2018 Q2	$157K	Hold	2,820	–	–	﹤0.01%	749
2018 Q1	$139K	Hold	2,820	–	–	﹤0.01%	762
2017 Q4	$164K	Hold	2,820	–	–	﹤0.01%	758
2017 Q3	$179K	Hold	2,820	–	–	﹤0.01%	750
2017 Q2	$180K	Hold	2,820	–	–	﹤0.01%	750
2017 Q1	$192K	Hold	2,820	–	–	﹤0.01%	772
2016 Q4	$180K	Buy	2,820 +520	+23%	+$33.2K	﹤0.01%	795
2016 Q3	$150K	Hold	2,300	–	–	﹤0.01%	789
2016 Q2	$147K	Sell	2,300 -40	-2%	-$2.56K	﹤0.01%	795
2016 Q1	$121K	Hold	2,340	–	–	﹤0.01%	818
2015 Q4	$144K	Sell	2,340 -2,100	-47%	-$129K	﹤0.01%	838
2015 Q3	$305K	Hold	4,440	–	–	﹤0.01%	826
2015 Q2	$406K	Hold	4,440	–	–	﹤0.01%	810
2015 Q1	$442K	Hold	4,440	–	–	﹤0.01%	801
2014 Q4	$475K	Buy	4,440 +240	+6%	+$25.7K	﹤0.01%	821
2014 Q3	$484K	Hold	4,200	–	–	﹤0.01%	814
2014 Q2	$503K	Sell	4,200 -100	-2%	-$12K	﹤0.01%	769
2014 Q1	$462K	Hold	4,300	–	–	﹤0.01%	783
2013 Q4	$474K	Buy	4,300 +1,400	+48%	+$154K	﹤0.01%	767
2013 Q3	$316K	Sell	2,900 -1,400	-33%	-$153K	﹤0.01%	770
2013 Q2	$518K	Buy	+4,300	New	+$518K	﹤0.01%	738