ClearBridge Investments’s ClearBridge MLP and Midstream Total Return Fund Inc. CTR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,600	Closed	-$22K	–	1012
2020 Q2	$22K	Hold	1,600	–	–	﹤0.01%	842
2020 Q1	$11K	Hold	1,600	–	–	﹤0.01%	945
2019 Q4	$69K	Sell	1,600 -620	-28%	-$25.7K	﹤0.01%	804
2019 Q3	$99K	Hold	2,220	–	–	﹤0.01%	767
2019 Q2	$104K	Hold	2,220	–	–	﹤0.01%	766
2019 Q1	$108K	Hold	2,220	–	–	﹤0.01%	781
2018 Q4	$87K	Sell	2,220 -600	-21%	-$29.3K	﹤0.01%	805
2018 Q3	$160K	Hold	2,820	–	–	﹤0.01%	818
2018 Q2	$157K	Hold	2,820	–	–	﹤0.01%	749
2018 Q1	$139K	Hold	2,820	–	–	﹤0.01%	762
2017 Q4	$164K	Hold	2,820	–	–	﹤0.01%	758
2017 Q3	$179K	Hold	2,820	–	–	﹤0.01%	750
2017 Q2	$180K	Hold	2,820	–	–	﹤0.01%	750
2017 Q1	$192K	Hold	2,820	–	–	﹤0.01%	772
2016 Q4	$180K	Buy	2,820 +520	+23%	+$32.5K	﹤0.01%	795
2016 Q3	$150K	Hold	2,300	–	–	﹤0.01%	789
2016 Q2	$147K	Sell	2,300 -40	-2%	-$2.36K	﹤0.01%	795
2016 Q1	$121K	Hold	2,340	–	–	﹤0.01%	818
2015 Q4	$144K	Sell	2,340 -2,100	-47%	-$147K	﹤0.01%	838
2015 Q3	$305K	Hold	4,440	–	–	﹤0.01%	826
2015 Q2	$406K	Hold	4,440	–	–	﹤0.01%	810
2015 Q1	$442K	Hold	4,440	–	–	﹤0.01%	801
2014 Q4	$475K	Buy	4,440 +240	+6%	+$26.2K	﹤0.01%	821
2014 Q3	$484K	Hold	4,200	–	–	﹤0.01%	814
2014 Q2	$503K	Sell	4,200 -100	-2%	-$11.3K	﹤0.01%	769
2014 Q1	$462K	Hold	4,300	–	–	﹤0.01%	783
2013 Q4	$474K	Buy	4,300 +1,400	+48%	+$154K	﹤0.01%	767
2013 Q3	$316K	Sell	2,900 -1,400	-33%	-$161K	﹤0.01%	770
2013 Q2	$518K	Buy	+4,300	New	+$495K	﹤0.01%	738

Other funds holding CTR