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Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-5.85%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$450M
AUM Growth
-$16.9M
Cap. Flow
+$12.5M
Cap. Flow %
2.77%
Top 10 Hldgs %
35.26%
Holding
262
New
20
Increased
74
Reduced
61
Closed
47

Top Buys

Rank Stock Value
1
EFC
Ellington Financial
EFC
+$3.73M
2
APO icon
Apollo Global Management
APO
+$3.63M
3
PWE
Penn West Energy Petroleum Ltd
PWE
+$3.45M
4
AXS icon
AXIS Capital
AXS
+$3.28M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.03M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$3.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$2.87M
3
AAPL icon
Apple
AAPL
+$2.42M
4
OUTR
OUTERWALL INC
OUTR
+$2.23M
5
ACAS
American Capital Ltd
ACAS
+$2.17M

Sector Composition

Rank Sector Weight
1 Energy 24.6%
2 Technology 24.45%
3 Financials 11.05%
4 Industrials 10.1%
5 Utilities 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
201
Barrick Mining
B
$61.5B
$153K 0.03%
10,439
– –
MFA
202
MFA Financial
MFA
$926M
$144K 0.03%
4,613
-5,250
-53% -$173K
OESX icon
203
Orion Energy Systems
OESX
$41M
$129K 0.03%
2,410
+1,210
+101% +$58.9K
OXSQ icon
204
Oxford Square Capital
OXSQ
$163M
$114K 0.03%
12,900
-4,500
-26% -$43.2K
CRDS
205
DELISTED
Crossroads Systems, Inc.
CRDS
$104K 0.02%
1,831
– –
SPPI
206
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$82K 0.02%
10,066
– –
SZYM
207
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$75K 0.02%
10,000
– –
TSM icon
208
CALL
TSMC
TSM
$2.1T
$63K 0.01%
60,000
– –
ADGE
209
DELISTED
American Dg Energy Inc
ADGE
$38K 0.01%
33,323
+8,900
+36% +$11.7K
CYTR
210
DELISTED
CytRx Corp
CYTR
$33K 0.01%
2,167
– –
HK
211
CALL
DELISTED
Halcon Resources Corporation
HK
$30K 0.01%
145
– –
XRA
212
DELISTED
Exeter Resources Corporation
XRA
$22K ﹤0.01%
36,100
– –
GCVRZ
213
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$16K ﹤0.01%
33,635
– –
API
214
DELISTED
Advanced Photonix Inc
API
$7K ﹤0.01%
12,000
– –
BBBY
215
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$3K ﹤0.01%
+100
New +$6.29K
ACWX icon
216
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
– –
-1,741
Closed -$84K
AGCO icon
217
AGCO
AGCO
$7.15B
– –
-4,525
Closed -$254K
AX icon
218
Axos Financial
AX
$5.77B
– –
-19,840
Closed -$364K
BKLN icon
219
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-26,445
Closed -$658K
EFA icon
220
iShares MSCI EAFE ETF
EFA
$78B
– –
-320
Closed -$22K
EFV icon
221
iShares MSCI EAFE Value ETF
EFV
$28.8B
– –
-850
Closed -$50K
EMCB icon
222
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.5M
– –
-175
Closed -$14K
GDX icon
223
VanEck Gold Miners ETF
GDX
$22.7B
– –
-8,500
Closed -$225K
GLW icon
224
Corning
GLW
$119B
– –
-21,000
Closed -$461K
HYG icon
225
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-949
Closed -$90K
7 8
9
10 11

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VIP
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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Clear Harbor Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Clear Harbor Asset Management held 262 positions worth $450M, down 3.6% from $467M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Clear Harbor Asset Management's Q3 2014 filing shows 20 new, 74 increased, 61 reduced and 47 closed positions. Its largest new stake was Ellington Financial: 157,030 shares worth $3.49M. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $3.6M.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 26% a quarter earlier, followed by Technology and Financials.

  • Clear Harbor Asset Management's largest Q3 2014 buy was Ellington Financial: 157,030 shares worth $3.49M.
  • Clear Harbor Asset Management added most to Apollo Global Management in Q3 2014, an estimated $3.63M increase.
  • Clear Harbor Asset Management's biggest Q3 2014 reduction was Oaktree Specialty Lending, cutting an estimated $2.87M.
  • Clear Harbor Asset Management fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2014, selling an estimated $3.6M.
  • Clear Harbor Asset Management's ten largest holdings make up 35% of its $450M portfolio in Q3 2014.
  • Clear Harbor Asset Management opened 20 new positions and closed 47 in Q3 2014.
  • Clear Harbor Asset Management's portfolio value fell 3.6% quarter-over-quarter to $450M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2014, filed 22 Oct 2014.