COLIM

City of London Investment Management Portfolio holdings

AUM $1.08B
This Quarter Return
-7.8%
1 Year Return
+16.09%
3 Year Return
+27.47%
5 Year Return
+26.23%
10 Year Return
+15.65%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$38.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
57.64%
Holding
105
New
23
Increased
30
Reduced
25
Closed
13

Top Buys

1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$32.9M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$17.8M
3
IFN
India Fund
IFN
$14.4M
4
TDF
Templeton Dragon Fund
TDF
$12.5M
5
CHN
China Fund
CHN
$6.04M

Top Sells

1
EWY icon
iShares MSCI South Korea ETF
EWY
$22.6M
2
EWZ icon
iShares MSCI Brazil ETF
EWZ
$22.1M
3
IHD
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$4.44M
4
PEO
Adams Natural Resources Fund
PEO
$4.11M
5
FEO
First Trust/abrdn Emerging Opportunity Fund
FEO
$3.75M

Sector Composition

1 Financials 0.56%
2 Utilities 0.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIO
76
Western Asset High Income Opportunity Fund
HIO
$374M
$490K 0.04%
98,188
-45,401
-32% -$227K
HQH
77
abrdn Healthcare Investors
HQH
$902M
$465K 0.04%
+22,035
New +$465K
BOE icon
78
BlackRock Enhanced Global Dividend Trust
BOE
$656M
$447K 0.04%
+38,706
New +$447K
DFP
79
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$430M
$437K 0.04%
+18,418
New +$437K
AFT
80
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$432K 0.03%
24,823
– –
FRA icon
81
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
$415K 0.03%
28,807
– –
RA
82
Brookfield Real Assets Income Fund
RA
$746M
$395K 0.03%
+17,724
New +$395K
EFF
83
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$390K 0.03%
22,764
– –
PHD
84
Pioneer Floating Rate Fund
PHD
$123M
$321K 0.03%
27,017
– –
CHI
85
Calamos Convertible Opportunities and Income Fund
CHI
$811M
$269K 0.02%
26,611
– –
TLI
86
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$257K 0.02%
22,776
– –
PEO
87
Adams Natural Resources Fund
PEO
$584M
$245K 0.02%
12,158
-203,735
-94% -$4.11M
EEA
88
European Equity Fund
EEA
$70.4M
$218K 0.02%
+28,396
New +$218K
BDJ icon
89
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$130K 0.01%
+15,995
New +$130K
NFJ
90
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$128K 0.01%
+10,125
New +$128K
ETJ
91
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$604M
$104K 0.01%
+11,631
New +$104K
GAB icon
92
Gabelli Equity Trust
GAB
$1.88B
$100K 0.01%
18,043
+8,043
+80% +$44.6K
BOI
93
DELISTED
Brookfield Mtge Opportunity Fd
BOI
– –
-182,081
Closed -$2.74M
TTP
94
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-78,477
Closed -$1.66M
TSLF
95
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-18,969
Closed -$313K
SRV
96
NXG Cushing Midstream Energy Fund
SRV
$187M
– –
-108,280
Closed -$1.41M
GLV
97
Clough Global Dividend & Income Fund
GLV
$71.7M
– –
-100,540
Closed -$1.22M
GDV icon
98
Gabelli Dividend & Income Trust
GDV
$2.38B
– –
-10,045
Closed -$193K
EFR
99
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
– –
-30,030
Closed -$425K
DSU icon
100
BlackRock Debt Strategies Fund
DSU
$549M
– –
-463,239
Closed -$1.69M
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