Citizens Business Bank’s Sprott Physical Gold PHYS Stock Holding History

Citizens Business Bank’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-69,604	Closed	-$762K	–	276
2016 Q3	$762K	Sell	69,604 -75,896	-52%	-$840K	0.14%	167
2016 Q2	$1.6M	Sell	145,500 -105,563	-42%	-$1.1M	0.3%	90
2016 Q1	$2.54M	Sell	251,063 -231,304	-48%	-$2.25M	0.48%	62
2015 Q4	$4.21M	Sell	482,367 -74,609	-13%	-$677K	0.82%	25
2015 Q3	$5.11M	Buy	556,976 +71,832	+15%	+$665K	0.96%	16
2015 Q2	$4.69M	Buy	485,144 +52,165	+12%	+$514K	0.82%	24
2015 Q1	$4.23M	Buy	432,979 +24,868	+6%	+$251K	0.74%	37
2014 Q4	$3.99M	Buy	408,111 +2,384	+0.6%	+$23.7K	0.72%	39
2014 Q3	$4.04M	Sell	405,727 -27,059	-6%	-$287K	0.78%	32
2014 Q2	$4.76M	Sell	432,786 -28,852	-6%	-$309K	0.91%	19
2014 Q1	$4.93M	Buy	461,638 +6,984	+2%	+$75.1K	0.95%	17
2013 Q4	$4.53M	Sell	454,654 -134,703	-23%	-$1.42M	0.91%	22
2013 Q3	$6.5M	Sell	589,357 -12,974	-2%	-$144K	1.39%	9
2013 Q2	$6.17M	Buy	+602,331	New	+$7.11M	1.37%	12

Other funds holding PHYS

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $4.21B AUM 35.27% 1-Year Est. Return

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Johnson Investment Counsel Cincinnati, Ohio $12.4B AUM 17.21% 1-Year Est. Return

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.43B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return