Citigroup’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

Citigroup’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-75,000	Closed	-$3.08M	–	7625
2015 Q2	$3.08M	Hold	75,000	–	–	﹤0.01%	2169
2015 Q1	$3.06M	Hold	75,000	–	–	﹤0.01%	2128
2014 Q4	$3M	Buy	+75,000	New	+$3.02M	﹤0.01%	2181

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Citigroup's PEX Position: Q3 2015 in Review

Citigroup sold out of ProShares Global Listed Private Equity ETF (PEX) in Q3 2015, closing a stake of 75,000 shares — an estimated $3.08M sold.

Citigroup first reported a position in PEX in Q4 2014 and held it in 3 quarters. The position peaked at $3.08M in Q2 2015. 10 funds tracked by Wall St. Rank hold PEX as of Q3 2015.

Citigroup reported no remaining ProShares Global Listed Private Equity ETF position as of Q3 2015 after selling out during the quarter.
Citigroup sold 75,000 ProShares Global Listed Private Equity ETF shares in Q3 2015, an estimated $3.08M.
Citigroup first reported a position in ProShares Global Listed Private Equity ETF in Q4 2014 and held it in 3 quarters.
Citigroup's ProShares Global Listed Private Equity ETF position peaked at $3.08M in Q2 2015.
10 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q3 2015.

Based on Citigroup's 13F filing for Q3 2015, filed 13 Nov 2015.