CIBC Private Wealth Group’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

CIBC Private Wealth Group’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-1,000	Closed	-$27K	–	1878
2018 Q2	$27K	Hold	1,000	–	–	﹤0.01%	1333
2018 Q1	$26K	Hold	1,000	–	–	﹤0.01%	1326
2017 Q4	$26K	Buy	+1,000	New	+$26.1K	﹤0.01%	1354
2016 Q3	–	Sell	-11,000	Closed	-$285K	–	609
2016 Q2	$285K	Buy	+11,000	New	+$283K	﹤0.01%	565
2015 Q4	–	Sell	-10,500	Closed	-$266K	–	616
2015 Q3	$266K	Buy	+10,500	New	+$266K	﹤0.01%	582

Other funds holding HSBC.PRA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIBC Private Wealth Group's HSBC.PRA Position: Q3 2018 in Review

CIBC Private Wealth Group sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q3 2018, closing a stake of 1,000 shares — an estimated $27K sold.

CIBC Private Wealth Group first reported a position in HSBC.PRA in Q3 2015 and held it in 5 quarters. The position peaked at $285K in Q2 2016. 129 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2018.

CIBC Private Wealth Group reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q3 2018 after selling out during the quarter.
CIBC Private Wealth Group sold 1,000 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q3 2018, an estimated $27K.
CIBC Private Wealth Group first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q3 2015 and held it in 5 quarters.
CIBC Private Wealth Group's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $285K in Q2 2016.
129 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2018.

Based on CIBC Private Wealth Group's 13F filing for Q3 2018, filed 14 Nov 2018.