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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
151
Public Service Enterprise Group
PEG
$38B
– –
-52,055
Closed -$2.05M
PNC icon
152
PNC Financial Services
PNC
$101B
– –
-24,400
Closed -$2.4M
QAI icon
153
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-8,342
Closed -$238K
RELX icon
154
RELX
RELX
$64.2B
– –
-10,326
Closed -$178K
SPTI icon
155
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-56,762
Closed -$1.71M
SPTL icon
156
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-11,692
Closed -$406K
SPY icon
157
State Street SPDR S&P 500 ETF Trust
SPY
$821B
– –
-21,638
Closed -$4.42M
STIP icon
158
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
– –
-2,279
Closed -$225K
TPR icon
159
Tapestry
TPR
$31.5B
– –
-54,400
Closed -$1.81M
UNP icon
160
Union Pacific
UNP
$176B
– –
-3,710
Closed -$290K
VOD icon
161
Vodafone
VOD
$36.3B
– –
-7,512
Closed -$244K
VYM icon
162
Vanguard High Dividend Yield ETF
VYM
$82.6B
– –
-21,584
Closed -$1.44M
WMT icon
163
Walmart Inc
WMT
$888B
– –
-91,962
Closed -$1.85M
VAR
164
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-27,483
Closed -$1.93M
BRCD
165
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-190,500
Closed -$1.76M
CB
166
DELISTED
CHUBB CORPORATION
CB
– –
-12,538
Closed -$1.66M
AV
167
DELISTED
Aviva Plc
AV
– –
-10,986
Closed -$163K
3 4 5 6
7

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Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.