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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIG
126
DELISTED
Fortress Investment Group Llc
FIG
$48K 0.02%
10,000
– –
SIRI icon
127
SiriusXM
SIRI
$10.3B
$40K 0.02%
1,000
– –
A icon
128
Agilent Technologies
A
$39.9B
– –
-50,935
Closed -$2.11M
ACN icon
129
Accenture
ACN
$104B
– –
-14,331
Closed -$1.5M
ACWI icon
130
iShares MSCI ACWI ETF
ACWI
$33.4B
– –
-72,362
Closed -$4.04M
ACWV icon
131
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
– –
-3,225
Closed -$223K
ADM icon
132
Archer Daniels Midland
ADM
$37.4B
– –
-46,300
Closed -$1.69M
AEG icon
133
Aegon
AEG
$14B
– –
-29,735
Closed -$123K
CHKP icon
134
Check Point Software Technologies
CHKP
$12.8B
– –
-21,651
Closed -$1.74M
CNC icon
135
Centene
CNC
$33.1B
– –
-62,200
Closed -$2.1M
FTI icon
136
TechnipFMC
FTI
$27.2B
– –
-42,571
Closed -$917K
HP icon
137
Helmerich & Payne
HP
$3.33B
– –
-32,100
Closed -$1.68M
IEI icon
138
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
– –
-10,237
Closed -$1.25M
INTC icon
139
Intel
INTC
$510B
– –
-33,523
Closed -$1.16M
ITB icon
140
iShares US Home Construction ETF
ITB
$2.34B
– –
-68,792
Closed -$1.84M
IVV icon
141
iShares Core S&P 500 ETF
IVV
$898B
– –
-1,512
Closed -$310K
IXC icon
142
iShares Global Energy ETF
IXC
$2.75B
– –
-67,032
Closed -$1.88M
IXUS icon
143
iShares Core MSCI Total International Stock ETF
IXUS
$59.7B
– –
-6,657
Closed -$336K
KRE icon
144
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
– –
-6,496
Closed -$271K
LH icon
145
Labcorp
LH
$25.4B
– –
-8,959
Closed -$938K
LNC icon
146
Lincoln National
LNC
$8.98B
– –
-36,931
Closed -$1.85M
MGA icon
147
Magna International
MGA
$19.2B
– –
-38,400
Closed -$1.54M
MPC icon
148
Marathon Petroleum
MPC
$86.9B
– –
-30,460
Closed -$1.55M
O icon
149
Realty Income
O
$58.5B
– –
-31,119
Closed -$1.56M
OEF icon
150
iShares S&P 100 ETF
OEF
$20.4B
– –
-43,831
Closed -$3.98M
3 4 5
6
7

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TCM
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FHC
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KFS
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JRM
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SFA
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ACPVT
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Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.