CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
This Quarter Return
+2.09%
1 Year Return
+10.52%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$193M
AUM Growth
+$193M
Cap. Flow
-$57.5M
Cap. Flow %
-29.75%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$5.94M
2
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
$1.83M
3
SH icon
ProShares Short S&P500
SH
$1.81M
4
NOV icon
NOV
NOV
$1.4M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$940K

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
$3.99M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$2.89M
5
PNC icon
PNC Financial Services
PNC
$2.4M

Sector Composition

1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FIG
126
DELISTED
Fortress Investment Group Llc
FIG
$48K 0.02%
10,000
– –
SIRI icon
127
SiriusXM
SIRI
$7.96B
$40K 0.02%
10,000
– –
A icon
128
Agilent Technologies
A
$35.7B
– –
-50,935
Closed -$2.11M
ACN icon
129
Accenture
ACN
$162B
– –
-14,331
Closed -$1.5M
ACWI icon
130
iShares MSCI ACWI ETF
ACWI
$22B
– –
-72,362
Closed -$4.04M
ACWV icon
131
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
– –
-3,225
Closed -$223K
ADM icon
132
Archer Daniels Midland
ADM
$30.1B
– –
-46,300
Closed -$1.69M
AEG icon
133
Aegon
AEG
$12.3B
– –
-21,373
Closed -$123K
CHKP icon
134
Check Point Software Technologies
CHKP
$20.7B
– –
-21,651
Closed -$1.74M
CNC icon
135
Centene
CNC
$14.3B
– –
-31,100
Closed -$2.1M
FTI icon
136
TechnipFMC
FTI
$15.1B
– –
-31,675
Closed -$917K
HP icon
137
Helmerich & Payne
HP
$2.08B
– –
-32,100
Closed -$1.68M
IEI icon
138
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
– –
-10,237
Closed -$1.25M
INTC icon
139
Intel
INTC
$107B
– –
-33,523
Closed -$1.16M
LNC icon
140
Lincoln National
LNC
$8.14B
– –
-36,931
Closed -$1.85M
PEG icon
141
Public Service Enterprise Group
PEG
$41.1B
– –
-52,055
Closed -$2.05M
PNC icon
142
PNC Financial Services
PNC
$81.7B
– –
-24,400
Closed -$2.4M
QAI icon
143
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$700M
– –
-8,342
Closed -$238K
RELX icon
144
RELX
RELX
$85.3B
– –
-10,326
Closed -$178K
SPTI icon
145
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$9.04B
– –
-28,381
Closed -$1.71M
SPTL icon
146
SPDR Portfolio Long Term Treasury ETF
SPTL
$11.4B
– –
-5,846
Closed -$406K
SPY icon
147
SPDR S&P 500 ETF Trust
SPY
$658B
– –
-21,638
Closed -$4.42M
STIP icon
148
iShares 0-5 Year TIPS Bond ETF
STIP
$12.7B
– –
-2,279
Closed -$225K
TPR icon
149
Tapestry
TPR
$21.2B
– –
-54,400
Closed -$1.81M
UNP icon
150
Union Pacific
UNP
$133B
– –
-3,710
Closed -$290K
3 4 5
6
7