We are live on ! Find out more
CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$291B
$373K 0.19%
3,801
– –
VTI icon
102
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$336K 0.17%
3,201
– –
IWB icon
103
iShares Russell 1000 ETF
IWB
$49.9B
$331K 0.17%
2,898
-640
-18% -$69.2K
IWF icon
104
iShares Russell 1000 Growth ETF
IWF
$127B
$321K 0.17%
12,872
-76
-0.6% -$1.8K
IWR icon
105
iShares Russell Mid-Cap ETF
IWR
$57.3B
$298K 0.15%
7,292
-40
-0.5% -$1.52K
VPL icon
106
Vanguard FTSE Pacific ETF
VPL
$8.36B
$283K 0.15%
5,118
-10
-0.2% -$530
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$4.62T
$281K 0.15%
7,360
-280
-4% -$10.3K
KTF
108
DWS Municipal Income Trust
KTF
$350M
$279K 0.14%
19,950
– –
FDN icon
109
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$270K 0.14%
3,953
-10
-0.3% -$657
VCIT icon
110
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$263K 0.14%
3,015
-991
-25% -$84.1K
RTN
111
DELISTED
Raytheon Company
RTN
$260K 0.13%
2,114
-20
-0.9% -$2.46K
BTI icon
112
British American Tobacco
BTI
$128B
$254K 0.13%
+4,384
New +$241K
OEFA
113
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.2M
$253K 0.13%
+10,741
New +$239K
EEM icon
114
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$250K 0.13%
+7,146
New +$221K
ACWX icon
115
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$234K 0.12%
+6,002
New +$225K
PGX icon
116
Invesco Preferred ETF
PGX
$3.81B
$231K 0.12%
15,500
– –
NTT
117
DELISTED
Nippon Telegraph & Telephone
NTT
$231K 0.12%
5,412
-5,589
-51% -$236K
VUG icon
118
Vanguard Morningstar Growth ETF
VUG
$230B
$215K 0.11%
12,144
-27,606
-69% -$463K
DUK icon
119
Duke Energy
DUK
$96.9B
$213K 0.11%
+2,636
New +$199K
GOOG icon
120
Alphabet (Google) Class C
GOOG
$4.59T
$213K 0.11%
5,740
– –
AGN
121
DELISTED
Allergan plc
AGN
$211K 0.11%
775
-144
-16% -$41.2K
MHG
122
DELISTED
Marine Harvest ASA
MHG
$172K 0.09%
11,318
-1,606
-12% -$22.4K
EQNR icon
123
Equinor
EQNR
$93.1B
$157K 0.08%
10,096
-1,135
-10% -$15.8K
HYT icon
124
BlackRock Corporate High Yield Fund
HYT
$1.37B
$101K 0.05%
10,137
– –
KEM
125
DELISTED
KEMET Corporation
KEM
$82K 0.04%
42,711
– –
3 4
5
6 7

Similar funds

ADGIPS2
AmericaFirst Defensive Growth & Income Portfolio Series 2 Roseville, California $79.3M AUM
FCM
Forester Capital Management Lake Forest, Illinois $70.8M AUM 8.17% 1-Year Est. Return
TCM
Trent Capital Management Greensboro, North Carolina $67.3M AUM
FHC
First Houston Capital Houston, Texas $100M AUM 23.45% 1-Year Est. Return
KFS
Kissinger Financial Services Hunt Valley, Maryland $100M AUM 6.22% 1-Year Est. Return
JRM
John R. Muse $57.1M AUM 3.48% 1-Year Est. Return
SFA
Staton Financial Advisors Charlotte, North Carolina $118M AUM 11.07% 1-Year Est. Return
ACPVT
ABS Capital Partners V Trust Baltimore, Maryland $123M AUM

Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.