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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$22.1M
Cap. Flow
-$24M
Cap. Flow %
-17.98%
Top 10 Hldgs %
34.97%
Holding
128
New
16
Increased
13
Reduced
68
Closed
26

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.37M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.28M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.37M
4
USB icon
US Bancorp
USB
+$897K
5
DD icon
DuPont de Nemours
DD
+$833K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$4.03M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.7M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.33M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.26M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.62M

Sector Composition

Rank Sector Weight
1 Technology 6.89%
2 Healthcare 5.88%
3 Financials 4.66%
4 Consumer Staples 3.82%
5 Industrials 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
76
State Street Financial Select Sector SPDR ETF
XLF
$58B
$650K 0.49%
27,949
-55,642
-67% -$1.19M
XLE icon
77
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$643K 0.48%
17,072
+5,652
+49% +$204K
XLB icon
78
State Street Materials Select Sector SPDR ETF
XLB
$8.36B
$637K 0.48%
25,616
+9,726
+61% +$236K
AMGN icon
79
Amgen
AMGN
$204B
$628K 0.47%
4,298
-794
-16% -$119K
XLY icon
80
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$628K 0.47%
+15,440
New +$624K
OUSA icon
81
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$752M
$615K 0.46%
22,380
-912
-4% -$24.6K
WMT icon
82
Walmart Inc
WMT
$881B
$615K 0.46%
+26,676
New +$623K
XLI icon
83
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$615K 0.46%
9,886
+3,260
+49% +$196K
ABBV icon
84
AbbVie
ABBV
$433B
$606K 0.45%
9,676
-1,757
-15% -$107K
MCK icon
85
McKesson
MCK
$96.8B
$589K 0.44%
4,196
+109
+3% +$16K
ACWX icon
86
iShares MSCI ACWI ex US ETF
ACWX
$11.6B
$584K 0.44%
14,499
+3,436
+31% +$139K
COR icon
87
Cencora
COR
$60B
$570K 0.43%
+7,293
New +$569K
ETR icon
88
Entergy
ETR
$50.4B
$562K 0.42%
15,292
-2,274
-13% -$81.5K
OMC icon
89
Omnicom Group
OMC
$21.7B
$549K 0.41%
6,445
-1,106
-15% -$92.8K
HEZU icon
90
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$577M
$539K 0.4%
+20,269
New +$514K
DXJ icon
91
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$508K 0.38%
+10,246
New +$481K
USIG icon
92
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$497K 0.37%
+9,104
New +$503K
IWB icon
93
iShares Russell 1000 ETF
IWB
$49B
$327K 0.25%
2,626
– –
RTN
94
DELISTED
Raytheon Company
RTN
$289K 0.22%
2,038
-44
-2% -$6.25K
SJNK icon
95
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.74B
$271K 0.2%
9,805
-2,570
-21% -$70.8K
EFAV icon
96
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$266K 0.2%
4,337
+382
+10% +$24.1K
SUB icon
97
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$232K 0.17%
2,210
– –
FDN icon
98
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.33B
$231K 0.17%
2,890
-151
-5% -$12.2K
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$225B
$226K 0.17%
12,144
– –
XOM icon
100
ExxonMobil
XOM
$643B
$222K 0.17%
2,460
– –
2 3
4
5 6

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Cetera Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Investment Management held 128 positions worth $133M, down 14% from $156M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $24M in Q4 2016, closing 26 positions and reducing 68 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in Invesco Preferred ETF worth $2.23M.

  • Cetera Investment Management's largest Q4 2016 buy was Invesco Preferred ETF: 156,576 shares worth $2.23M.
  • Cetera Investment Management added most to iShares MSCI ACWI ETF in Q4 2016, an estimated $3.37M increase.
  • Cetera Investment Management's biggest Q4 2016 reduction was iShares MBS ETF, cutting an estimated $1.44M.
  • Cetera Investment Management fully exited Meta Platforms (Facebook) in Q4 2016, selling an estimated $4.03M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $133M portfolio in Q4 2016.
  • Cetera Investment Management opened 16 new positions and closed 26 in Q4 2016.
  • Cetera Investment Management's portfolio value fell 14% quarter-over-quarter to $133M.

Based on Cetera Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.