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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$14.2M
Cap. Flow
-$18.7M
Cap. Flow %
-12.01%
Top 10 Hldgs %
32.89%
Holding
119
New
7
Increased
2
Reduced
97
Closed
7

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$2.05M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$1.95M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.72M
4
SJM icon
J.M. Smucker
SJM
+$770K
5
CAH icon
Cardinal Health
CAH
+$680K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.71M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.75M
3
EMC
EMC CORPORATION
EMC
+$1.72M
4
SH icon
ProShares Short S&P500
SH
+$1.63M
5
MBB icon
iShares MBS ETF
MBB
+$673K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Healthcare 6.13%
3 Consumer Staples 4.02%
4 Financials 3.86%
5 Communication Services 3.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
76
Franklin Resources
BEN
$18B
$715K 0.46%
20,088
-2,217
-10% -$78.4K
SJM icon
77
J.M. Smucker
SJM
$12.7B
$711K 0.46%
+5,246
New +$770K
AGZ icon
78
iShares Agency Bond ETF
AGZ
$564M
$689K 0.44%
5,958
-785
-12% -$90.7K
WLK icon
79
Westlake Corp
WLK
$9.84B
$686K 0.44%
12,831
-1,494
-10% -$72.1K
MCK icon
80
McKesson
MCK
$97.4B
$682K 0.44%
4,087
-479
-10% -$89.3K
ETR icon
81
Entergy
ETR
$50.6B
$674K 0.43%
17,566
-3,016
-15% -$120K
CAH icon
82
Cardinal Health
CAH
$55.1B
$654K 0.42%
+8,412
New +$680K
OMC icon
83
Omnicom Group
OMC
$21.7B
$642K 0.41%
7,551
-1,176
-13% -$98.6K
OUSA icon
84
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$757M
$638K 0.41%
23,292
-2,535
-10% -$70.5K
XLRE icon
85
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.6B
$547K 0.35%
+16,696
New +$560K
TNL icon
86
Travel + Leisure Co
TNL
$4.75B
$505K 0.32%
16,601
-1,892
-10% -$60.4K
ACWX icon
87
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$459K 0.3%
11,063
-1,047
-9% -$42.6K
PZA icon
88
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$445K 0.29%
17,085
-521
-3% -$13.7K
IGSB icon
89
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$436K 0.28%
8,254
-274
-3% -$14.5K
XLE icon
90
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$403K 0.26%
11,420
-4,432
-28% -$152K
XLI icon
91
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$387K 0.25%
6,626
-3,431
-34% -$199K
FDIS icon
92
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.72B
$385K 0.25%
+12,231
New +$387K
XLB icon
93
State Street Materials Select Sector SPDR ETF
XLB
$8.45B
$379K 0.24%
15,890
-8,202
-34% -$198K
XLP icon
94
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$376K 0.24%
7,072
-3,019
-30% -$164K
XLU icon
95
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$376K 0.24%
15,366
-5,602
-27% -$142K
XLFS
96
DELISTED
Financial Services Select Sector SPDR Fund
XLFS
$368K 0.24%
+12,081
New +$365K
SJNK icon
97
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$343K 0.22%
12,375
-1,338
-10% -$36.6K
IWB icon
98
iShares Russell 1000 ETF
IWB
$49.6B
$316K 0.2%
2,626
-272
-9% -$32.7K
RTN
99
DELISTED
Raytheon Company
RTN
$283K 0.18%
2,082
– –
KTF
100
DWS Municipal Income Trust
KTF
$348M
$281K 0.18%
19,950
– –
1 2 3
4
5

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Cetera Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Management held 119 positions worth $156M, down 8.4% from $170M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Cetera Investment Management withdrew a net $18.7M in Q3 2016, closing 7 positions and reducing 97 holdings. Its most notable exit was EMC CORPORATION, an estimated $1.72M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Cetera Investment Management opened a new position in Vanguard Financials ETF worth $2.05M.

  • Cetera Investment Management's largest Q3 2016 buy was Vanguard Financials ETF: 41,606 shares worth $2.05M.
  • Cetera Investment Management added most to iShares Currency Hedged MSCI EAFE ETF in Q3 2016, an estimated $1.95M increase.
  • Cetera Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $3.71M.
  • Cetera Investment Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.72M.
  • Cetera Investment Management's ten largest holdings make up 33% of its $156M portfolio in Q3 2016.
  • Cetera Investment Management opened 7 new positions and closed 7 in Q3 2016.
  • Cetera Investment Management's portfolio value fell 8.4% quarter-over-quarter to $156M.

Based on Cetera Investment Management's 13F filing for Q3 2016, filed 15 Nov 2016.