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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCRO
76
DELISTED
IQ Hedge Macro Tracker
MCRO
$934K 0.48%
37,725
-634
-2% -$15.3K
ETR icon
77
Entergy
ETR
$50.8B
$932K 0.48%
23,172
-1,842
-7% -$66.9K
XLP icon
78
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$926K 0.48%
17,405
-5,169
-23% -$263K
XLI icon
79
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$914K 0.47%
+16,437
New +$850K
XLY icon
80
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$914K 0.47%
23,072
-6,214
-21% -$232K
ABBV icon
81
AbbVie
ABBV
$431B
$848K 0.44%
14,722
-755
-5% -$42.1K
EFAV icon
82
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$828K 0.43%
12,450
-43,386
-78% -$2.76M
OMC icon
83
Omnicom Group
OMC
$22.4B
$810K 0.42%
9,859
-1,303
-12% -$98.2K
STJ
84
DELISTED
St Jude Medical
STJ
$809K 0.42%
14,754
-227
-2% -$12.4K
AGZ icon
85
iShares Agency Bond ETF
AGZ
$564M
$802K 0.42%
6,978
-89
-1% -$10.2K
MCK icon
86
McKesson
MCK
$97.2B
$796K 0.41%
4,992
-139
-3% -$22.5K
OUSA icon
87
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$740K 0.38%
+28,023
New +$701K
WLK icon
88
Westlake Corp
WLK
$10.3B
$719K 0.37%
15,284
-282
-2% -$12.8K
TNL icon
89
Travel + Leisure Co
TNL
$4.78B
$709K 0.37%
20,431
-1,283
-6% -$40.7K
SPLV icon
90
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$607K 0.31%
15,018
-6,075
-29% -$232K
TFC icon
91
Truist Financial
TFC
$64.3B
$587K 0.3%
17,668
-52,400
-75% -$1.74M
PZA icon
92
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$531K 0.27%
20,630
-382
-2% -$9.79K
HEFA icon
93
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.64B
$499K 0.26%
20,907
-12,289
-37% -$290K
MO icon
94
Altria Group
MO
$114B
$492K 0.25%
7,835
– –
DOG
95
ProShares Short Dow30
DOG
$97.1M
$489K 0.25%
+5,423
New +$508K
IGSB icon
96
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$488K 0.25%
9,244
+158
+2% +$8.28K
SUB icon
97
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$462K 0.24%
4,354
– –
XOM icon
98
ExxonMobil
XOM
$638B
$429K 0.22%
5,128
-8,027
-61% -$643K
SJNK icon
99
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$379K 0.2%
+14,605
New +$368K
IJH icon
100
iShares Core S&P Mid-Cap ETF
IJH
$126B
$374K 0.19%
+12,970
New +$346K
2 3
4
5 6

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Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.