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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$22.1M
Cap. Flow
-$24M
Cap. Flow %
-17.98%
Top 10 Hldgs %
34.97%
Holding
128
New
16
Increased
13
Reduced
68
Closed
26

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.37M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.28M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.37M
4
USB icon
US Bancorp
USB
+$897K
5
DD icon
DuPont de Nemours
DD
+$833K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$4.03M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.7M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.33M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.26M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.62M

Sector Composition

Rank Sector Weight
1 Technology 6.89%
2 Healthcare 5.88%
3 Financials 4.66%
4 Consumer Staples 3.82%
5 Industrials 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
51
Emerson Electric
EMR
$85.3B
$972K 0.73%
17,441
-3,239
-16% -$174K
USB icon
52
US Bancorp
USB
$98.6B
$969K 0.73%
+18,866
New +$897K
EDIV icon
53
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$923K 0.69%
34,891
-5,322
-13% -$142K
PFE icon
54
Pfizer
PFE
$142B
$919K 0.69%
29,829
-8,208
-22% -$251K
SO icon
55
Southern Company
SO
$108B
$895K 0.67%
18,185
-3,136
-15% -$154K
DD icon
56
DuPont de Nemours
DD
$18.8B
$866K 0.65%
+5,979
New +$833K
GILD icon
57
Gilead Sciences
GILD
$161B
$833K 0.62%
11,632
-2,079
-15% -$155K
IP icon
58
International Paper
IP
$21.9B
$829K 0.62%
16,495
-2,797
-14% -$129K
GD icon
59
General Dynamics
GD
$103B
$828K 0.62%
4,793
-1,076
-18% -$176K
WTMF icon
60
WisdomTree Managed Futures Strategy Fund
WTMF
$246M
$824K 0.62%
19,886
-2,940
-13% -$122K
SCHF icon
61
Schwab International Equity ETF
SCHF
$66.8B
$821K 0.62%
+59,304
New +$832K
HUM icon
62
Humana
HUM
$44.3B
$820K 0.61%
4,019
-810
-17% -$154K
MMM icon
63
3M
MMM
$91B
$776K 0.58%
5,200
-871
-14% -$126K
MOS icon
64
The Mosaic Company
MOS
$6.94B
$774K 0.58%
+26,387
New +$708K
CTXS
65
DELISTED
Citrix Systems Inc
CTXS
$761K 0.57%
+10,701
New +$740K
STJ
66
DELISTED
St Jude Medical
STJ
$755K 0.57%
9,415
-1,566
-14% -$124K
TPR icon
67
Tapestry
TPR
$31.1B
$745K 0.56%
+21,266
New +$776K
AFL icon
68
Aflac
AFL
$64.5B
$704K 0.53%
20,232
-3,866
-16% -$136K
CHRW icon
69
C.H. Robinson
CHRW
$17.3B
$694K 0.52%
9,469
-1,862
-16% -$135K
PEP icon
70
PepsiCo
PEP
$190B
$693K 0.52%
6,624
-1,080
-14% -$113K
WBD icon
71
Warner Bros
WBD
$65.6B
$693K 0.52%
+25,268
New +$686K
BEN icon
72
Franklin Resources
BEN
$18B
$692K 0.52%
17,487
-2,601
-13% -$97.4K
ORCL icon
73
Oracle
ORCL
$403B
$691K 0.52%
17,961
-2,747
-13% -$107K
GPC icon
74
Genuine Parts
GPC
$17.6B
$669K 0.5%
7,006
-1,152
-14% -$110K
AGZ icon
75
iShares Agency Bond ETF
AGZ
$563M
$650K 0.49%
5,769
-189
-3% -$21.5K
1 2
3
4 5

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FHC
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KFS
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SFA
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ACPVT
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Cetera Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Investment Management held 128 positions worth $133M, down 14% from $156M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $24M in Q4 2016, closing 26 positions and reducing 68 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in Invesco Preferred ETF worth $2.23M.

  • Cetera Investment Management's largest Q4 2016 buy was Invesco Preferred ETF: 156,576 shares worth $2.23M.
  • Cetera Investment Management added most to iShares MSCI ACWI ETF in Q4 2016, an estimated $3.37M increase.
  • Cetera Investment Management's biggest Q4 2016 reduction was iShares MBS ETF, cutting an estimated $1.44M.
  • Cetera Investment Management fully exited Meta Platforms (Facebook) in Q4 2016, selling an estimated $4.03M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $133M portfolio in Q4 2016.
  • Cetera Investment Management opened 16 new positions and closed 26 in Q4 2016.
  • Cetera Investment Management's portfolio value fell 14% quarter-over-quarter to $133M.

Based on Cetera Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.