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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$145B
$1.31M 0.68%
46,644
-1,851
-4% -$52.9K
HST icon
52
Host Hotels & Resorts
HST
$17.2B
$1.3M 0.68%
77,777
-1,741
-2% -$26.2K
KEY icon
53
KeyCorp
KEY
$24.8B
$1.3M 0.67%
117,719
+60,746
+107% +$679K
LYB icon
54
LyondellBasell Industries
LYB
$19.4B
$1.25M 0.65%
14,606
-493
-3% -$39.6K
LLTC
55
DELISTED
Linear Technology Corp
LLTC
$1.24M 0.64%
27,661
-1,042
-4% -$44.1K
FRC
56
DELISTED
First Republic Bank
FRC
$1.2M 0.62%
17,939
-1,526
-8% -$97.8K
WTMF icon
57
WisdomTree Managed Futures Strategy Fund
WTMF
$247M
$1.2M 0.62%
28,623
-2,051
-7% -$86.4K
GILD icon
58
Gilead Sciences
GILD
$162B
$1.18M 0.61%
12,950
-679
-5% -$61.2K
WFC icon
59
Wells Fargo
WFC
$270B
$1.18M 0.61%
24,337
-820
-3% -$40.1K
SPLS
60
DELISTED
Staples Inc
SPLS
$1.18M 0.61%
106,719
+3,112
+3% +$29.3K
HUM icon
61
Humana
HUM
$44B
$1.17M 0.6%
6,382
-606
-9% -$105K
MMM icon
62
3M
MMM
$92.2B
$1.11M 0.57%
8,037
-603
-7% -$77.5K
PEP icon
63
PepsiCo
PEP
$189B
$1.08M 0.56%
10,573
-606
-5% -$59.9K
STT icon
64
State Street
STT
$51.2B
$1.06M 0.55%
18,159
+184
+1% +$10.4K
ORCL icon
65
Oracle
ORCL
$420B
$1.06M 0.55%
25,865
-1,675
-6% -$62K
CHRW icon
66
C.H. Robinson
CHRW
$17.9B
$1.05M 0.54%
14,290
-564
-4% -$38.7K
GPC icon
67
Genuine Parts
GPC
$18.1B
$1.03M 0.54%
10,454
-239
-2% -$21.2K
MDY icon
68
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$1M 0.52%
3,807
– –
GD icon
69
General Dynamics
GD
$104B
$991K 0.51%
7,592
-588
-7% -$77.9K
AFL icon
70
Aflac
AFL
$63.8B
$972K 0.5%
30,642
-1,810
-6% -$53.8K
BEN icon
71
Franklin Resources
BEN
$18.1B
$968K 0.5%
24,777
-1,319
-5% -$46.7K
IP icon
72
International Paper
IP
$22.3B
$968K 0.5%
25,134
-537
-2% -$18.7K
AMGN icon
73
Amgen
AMGN
$208B
$964K 0.5%
6,454
-603
-9% -$89.6K
GLD icon
74
SPDR Gold Trust
GLD
$132B
$955K 0.49%
8,132
-347
-4% -$39.3K
XLU icon
75
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$940K 0.49%
+37,840
New +$874K
1 2
3
4 5

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Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.