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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$22.1M
Cap. Flow
-$24M
Cap. Flow %
-17.98%
Top 10 Hldgs %
34.97%
Holding
128
New
16
Increased
13
Reduced
68
Closed
26

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.37M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.28M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.37M
4
USB icon
US Bancorp
USB
+$897K
5
DD icon
DuPont de Nemours
DD
+$833K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$4.03M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.7M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.33M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.26M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.62M

Sector Composition

Rank Sector Weight
1 Technology 6.89%
2 Healthcare 5.88%
3 Financials 4.66%
4 Consumer Staples 3.82%
5 Industrials 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
26
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$1.35M 1.01%
+17,394
New +$1.37M
GLD icon
27
SPDR Gold Trust
GLD
$131B
$1.25M 0.94%
11,396
+4,939
+76% +$573K
JNK icon
28
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.22M 0.92%
11,193
-2,986
-21% -$325K
PZA icon
29
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$1.22M 0.91%
48,995
+31,910
+187% +$805K
IBM icon
30
IBM
IBM
$211B
$1.2M 0.9%
7,560
-1,061
-12% -$162K
MDY icon
31
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.15M 0.86%
3,807
– –
FFIV icon
32
F5
FFIV
$22.9B
$1.13M 0.85%
7,800
-1,999
-20% -$271K
GIS icon
33
General Mills
GIS
$19.1B
$1.11M 0.83%
17,935
-2,530
-12% -$157K
JNJ icon
34
Johnson & Johnson
JNJ
$618B
$1.11M 0.83%
9,608
-1,686
-15% -$195K
NOV icon
35
NOV
NOV
$6.93B
$1.11M 0.83%
29,531
-5,632
-16% -$205K
SLB icon
36
SLB Ltd
SLB
$73.6B
$1.1M 0.83%
13,143
-2,239
-15% -$184K
BA icon
37
Boeing
BA
$171B
$1.1M 0.83%
7,080
-1,259
-15% -$184K
IYE icon
38
iShares US Energy ETF
IYE
$1.74B
$1.08M 0.81%
26,002
-4,355
-14% -$174K
LLTC
39
DELISTED
Linear Technology Corp
LLTC
$1.07M 0.8%
17,185
-3,666
-18% -$223K
KDP icon
40
Keurig Dr Pepper
KDP
$42.3B
$1.05M 0.78%
11,544
-2,089
-15% -$183K
FRC
41
DELISTED
First Republic Bank
FRC
$1.03M 0.77%
11,156
-2,433
-18% -$199K
EPR icon
42
EPR Properties
EPR
$4.76B
$1.01M 0.76%
14,129
-2,378
-14% -$170K
MRK icon
43
Merck
MRK
$322B
$1.01M 0.76%
18,022
-3,012
-14% -$176K
HST icon
44
Host Hotels & Resorts
HST
$17.2B
$1.01M 0.76%
53,572
-8,751
-14% -$148K
VLO icon
45
Valero Energy
VLO
$90.1B
$1.01M 0.76%
14,773
-2,931
-17% -$180K
MNA icon
46
IQ ARB Merger Arbitrage ETF
MNA
$252M
$999K 0.75%
34,088
-5,802
-15% -$169K
MSFT icon
47
Microsoft
MSFT
$3.45T
$988K 0.74%
15,897
-2,967
-16% -$178K
STT icon
48
State Street
STT
$50.6B
$983K 0.74%
12,653
-2,375
-16% -$179K
SON icon
49
Sonoco
SON
$5.57B
$981K 0.74%
18,619
-3,482
-16% -$182K
VZ icon
50
Verizon
VZ
$195B
$980K 0.73%
18,350
-3,039
-14% -$152K
1
2
3 4 5

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Cetera Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Investment Management held 128 positions worth $133M, down 14% from $156M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $24M in Q4 2016, closing 26 positions and reducing 68 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in Invesco Preferred ETF worth $2.23M.

  • Cetera Investment Management's largest Q4 2016 buy was Invesco Preferred ETF: 156,576 shares worth $2.23M.
  • Cetera Investment Management added most to iShares MSCI ACWI ETF in Q4 2016, an estimated $3.37M increase.
  • Cetera Investment Management's biggest Q4 2016 reduction was iShares MBS ETF, cutting an estimated $1.44M.
  • Cetera Investment Management fully exited Meta Platforms (Facebook) in Q4 2016, selling an estimated $4.03M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $133M portfolio in Q4 2016.
  • Cetera Investment Management opened 16 new positions and closed 26 in Q4 2016.
  • Cetera Investment Management's portfolio value fell 14% quarter-over-quarter to $133M.

Based on Cetera Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.