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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Healthcare 5.43%
3 Financials 4.61%
4 Energy 4.61%
5 Consumer Staples 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
26
DELISTED
EMC CORPORATION
EMC
$1.84M 0.95%
69,211
-4,131
-6% -$105K
EMB icon
27
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.83M 0.95%
16,516
-454
-3% -$48.4K
JNK icon
28
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$1.83M 0.95%
+17,798
New +$1.77M
SH icon
29
ProShares Short S&P500
SH
$914M
$1.81M 0.94%
+11,187
New +$1.94M
IEF icon
30
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.79M 0.93%
16,245
-12,306
-43% -$1.34M
GIS icon
31
General Mills
GIS
$19.2B
$1.66M 0.86%
26,183
-982
-4% -$57.1K
IBM icon
32
IBM
IBM
$213B
$1.59M 0.82%
10,991
-179
-2% -$22.9K
KDP icon
33
Keurig Dr Pepper
KDP
$42.1B
$1.58M 0.82%
17,817
-1,981
-10% -$181K
IEFA icon
34
iShares Core MSCI EAFE ETF
IEFA
$191B
$1.53M 0.79%
28,845
+15,010
+108% +$766K
EPR icon
35
EPR Properties
EPR
$4.69B
$1.52M 0.78%
22,711
-2,016
-8% -$123K
MNA icon
36
IQ ARB Merger Arbitrage ETF
MNA
$252M
$1.5M 0.78%
51,748
-2,979
-5% -$84.4K
JPM icon
37
JPMorgan Chase
JPM
$937B
$1.46M 0.75%
24,654
-1,218
-5% -$71.1K
VZ icon
38
Verizon
VZ
$198B
$1.45M 0.75%
26,930
-3,309
-11% -$165K
MSFT icon
39
Microsoft
MSFT
$3.62T
$1.43M 0.74%
25,855
-2,339
-8% -$123K
SLB icon
40
SLB Ltd
SLB
$73.2B
$1.43M 0.74%
19,419
-889
-4% -$62.5K
EMR icon
41
Emerson Electric
EMR
$86.7B
$1.42M 0.74%
26,067
-1,081
-4% -$52.1K
NOV icon
42
NOV
NOV
$6.94B
$1.4M 0.73%
+45,198
New +$1.38M
VLO icon
43
Valero Energy
VLO
$88.5B
$1.4M 0.72%
21,805
-2,182
-9% -$139K
SON icon
44
Sonoco
SON
$5.58B
$1.38M 0.71%
28,376
-2,422
-8% -$103K
SO icon
45
Southern Company
SO
$107B
$1.38M 0.71%
26,457
-2,345
-8% -$114K
MRK icon
46
Merck
MRK
$316B
$1.35M 0.7%
26,863
-1,005
-4% -$49.2K
MET icon
47
MetLife
MET
$62B
$1.34M 0.69%
34,167
-502
-1% -$18.8K
EDIV icon
48
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.33M 0.69%
49,844
-210
-0.4% -$4.97K
FFIV icon
49
F5
FFIV
$23.1B
$1.33M 0.69%
12,582
-362
-3% -$34.7K
BA icon
50
Boeing
BA
$185B
$1.31M 0.68%
10,211
-436
-4% -$54.1K
1
2
3 4 5

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Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.