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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
201
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$2.24M 0.1%
27,549
-30,913
-53% -$2.5M
D icon
202
Dominion Energy
D
$62.7B
$2.2M 0.1%
27,254
-11,047
-29% -$854K
PM icon
203
Philip Morris
PM
$298B
$2.2M 0.1%
28,987
+2,695
+10% +$214K
XLC icon
204
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.19M 0.1%
44,432
+895
+2% +$44.8K
IGR
205
CBRE Global Real Estate Income Fund
IGR
$699M
$2.18M 0.1%
275,436
+66
+0% +$504
AGX icon
206
Argan
AGX
$8.41B
$2.18M 0.1%
55,248
+413
+0.8% +$16.7K
FDL icon
207
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.61B
$2.17M 0.1%
70,013
-3,590
-5% -$110K
IDU icon
208
iShares US Utilities ETF
IDU
$1.41B
$2.16M 0.1%
26,620
+2,640
+11% +$205K
WFC icon
209
Wells Fargo
WFC
$260B
$2.14M 0.09%
42,592
+7,443
+21% +$351K
ARCC icon
210
Ares Capital
ARCC
$13.3B
$2.14M 0.09%
114,752
-6,366
-5% -$118K
RTL
211
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$2.13M 0.09%
152,766
-31,348
-17% -$381K
USB icon
212
US Bancorp
USB
$98.4B
$2.12M 0.09%
38,287
+908
+2% +$49.1K
FXL icon
213
First Trust Technology AlphaDEX Fund
FXL
$2.52B
$2.11M 0.09%
32,445
+3,308
+11% +$223K
FEP icon
214
First Trust Europe AlphaDEX Fund
FEP
$511M
$2.11M 0.09%
61,647
+16,758
+37% +$576K
BEP icon
215
Brookfield Renewable
BEP
$9.97B
$2.06M 0.09%
95,200
+13,696
+17% +$268K
ACWV icon
216
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$2.05M 0.09%
21,649
+3,339
+18% +$311K
LRGF icon
217
iShares US Equity Factor ETF
LRGF
$3.52B
$2.05M 0.09%
64,101
+6,538
+11% +$208K
VONE icon
218
Vanguard Russell 1000 ETF
VONE
$8.19B
$2.03M 0.09%
14,944
+691
+5% +$93.8K
IVOO icon
219
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$2.03M 0.09%
31,126
-36
-0.1% -$2.34K
MJ icon
220
Amplify Alternative Harvest ETF
MJ
$102M
$1.99M 0.09%
8,012
-221
-3% -$71.2K
AKS
221
DELISTED
AK Steel Holding Corp
AKS
$1.99M 0.09%
877,799
+381,339
+77% +$915K
IDXX icon
222
Idexx Laboratories
IDXX
$42.4B
$1.99M 0.09%
7,311
-23
-0.3% -$6.4K
SCHM icon
223
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.98M 0.09%
105,093
+11,649
+12% +$220K
XAR icon
224
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.12B
$1.97M 0.09%
18,472
-632
-3% -$67.1K
HEZU icon
225
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$564M
$1.95M 0.09%
63,039
+4,611
+8% +$138K
7 8
9
10 11

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.