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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
201
ScottsMiracle-Gro
SMG
$3.92B
$1.72M 0.1%
27,952
+1,017
+4% +$72.3K
CEF icon
202
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$1.7M 0.1%
136,348
-10,329
-7% -$123K
SHYG icon
203
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.69M 0.1%
+37,741
New +$1.73M
UNP icon
204
Union Pacific
UNP
$183B
$1.69M 0.1%
12,191
+1,522
+14% +$225K
IGR
205
CBRE Global Real Estate Income Fund
IGR
$701M
$1.69M 0.1%
273,613
+1,067
+0.4% +$7.16K
VOOV icon
206
Vanguard S&P 500 Value ETF
VOOV
$6.53B
$1.68M 0.1%
17,216
– –
CVS icon
207
CVS Health
CVS
$137B
$1.66M 0.1%
25,316
+8,149
+47% +$608K
BX icon
208
Blackstone
BX
$148B
$1.65M 0.1%
55,311
+2,039
+4% +$67.4K
ROAN
209
DELISTED
Roan Resources, Inc.
ROAN
$1.62M 0.09%
+192,598
New +$2.08M
DUK icon
210
Duke Energy
DUK
$101B
$1.6M 0.09%
18,515
+1,199
+7% +$102K
ARCC icon
211
Ares Capital
ARCC
$13.3B
$1.6M 0.09%
102,439
-1,065
-1% -$17.6K
BNDX icon
212
Vanguard Total International Bond ETF
BNDX
$81.8B
$1.6M 0.09%
29,399
+9,502
+48% +$519K
QAI icon
213
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$1.57M 0.09%
54,334
+745
+1% +$22.2K
NVDA icon
214
NVIDIA
NVDA
$5T
$1.57M 0.09%
470,360
-140,760
-23% -$673K
O icon
215
Realty Income
O
$60.9B
$1.56M 0.09%
25,517
+3,661
+17% +$219K
SPDW icon
216
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.5B
$1.56M 0.09%
58,839
+29,186
+98% +$823K
MBB icon
217
iShares MBS ETF
MBB
$38.9B
$1.55M 0.09%
14,836
-15,616
-51% -$1.61M
SLB icon
218
SLB Ltd
SLB
$71.6B
$1.55M 0.09%
42,856
+10,661
+33% +$526K
OEF icon
219
iShares S&P 100 ETF
OEF
$19.7B
$1.55M 0.09%
13,863
-647
-4% -$77.9K
WM icon
220
Waste Management
WM
$95.8B
$1.54M 0.09%
17,370
+783
+5% +$70.3K
RTN
221
DELISTED
Raytheon Company
RTN
$1.54M 0.09%
10,070
-3,291
-25% -$589K
IFV icon
222
First Trust Dorsey Wright International Focus 5 ETF
IFV
$228M
$1.54M 0.09%
88,314
-20,898
-19% -$382K
XHB icon
223
State Street SPDR S&P Homebuilders ETF
XHB
$1.69B
$1.52M 0.09%
46,692
+2,059
+5% +$70.8K
DFE icon
224
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$1.51M 0.09%
28,247
-5,549
-16% -$317K
KR icon
225
Kroger
KR
$34.1B
$1.49M 0.09%
54,155
-3,742
-6% -$109K
7 8
9
10 11

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.