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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.6M
Cap. Flow %
-1.77%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.66%
2 Energy 6.61%
3 Healthcare 5.12%
4 Financials 4.9%
5 Technology 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
201
Invesco Senior Loan ETF
BKLN
$6.77B
$1.18M 0.11%
51,145
+291
+0.6% +$6.84K
IAU icon
202
iShares Gold Trust
IAU
$65.8B
$1.17M 0.11%
54,345
+3,337
+7% +$72.5K
ARCC icon
203
Ares Capital
ARCC
$14.4B
$1.17M 0.11%
80,801
-7,958
-9% -$125K
BRW
204
Saba Capital Income & Opportunities Fund
BRW
$332M
$1.17M 0.11%
115,325
– –
FXH icon
205
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
$1.16M 0.11%
19,840
+2,505
+14% +$166K
FDN icon
206
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.35B
$1.14M 0.11%
17,213
+13,684
+388% +$950K
WFC icon
207
Wells Fargo
WFC
$272B
$1.14M 0.11%
22,263
+2,479
+13% +$136K
WAFD icon
208
WaFd
WAFD
$2.69B
$1.13M 0.11%
49,570
-2,634
-5% -$60.3K
IYG icon
209
iShares US Financial Services ETF
IYG
$2.23B
$1.12M 0.11%
39,291
+105
+0.3% +$3.22K
ESRX
210
DELISTED
Express Scripts Holding Company
ESRX
$1.12M 0.11%
13,865
+866
+7% +$75.4K
DD
211
DELISTED
Du Pont De Nemours E I
DD
$1.11M 0.11%
23,114
-1,197
-5% -$63.9K
ACWV icon
212
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.4B
$1.1M 0.1%
16,443
+945
+6% +$65.3K
FGD icon
213
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.67B
$1.1M 0.1%
50,893
+2,389
+5% +$55.6K
HRB icon
214
H&R Block
HRB
$6.05B
$1.09M 0.1%
29,968
-460
-2% -$15.6K
SNY icon
215
Sanofi
SNY
$106B
$1.08M 0.1%
22,969
-282
-1% -$14.4K
EMC
216
DELISTED
EMC CORPORATION
EMC
$1.08M 0.1%
44,881
+20,328
+83% +$514K
NEE icon
217
NextEra Energy
NEE
$174B
$1.08M 0.1%
43,900
-4,996
-10% -$127K
V icon
218
Visa
V
$700B
$1.07M 0.1%
15,441
+4,591
+42% +$328K
USB icon
219
US Bancorp
USB
$98.7B
$1.07M 0.1%
26,213
+1,717
+7% +$74.4K
IFV icon
220
First Trust Dorsey Wright International Focus 5 ETF
IFV
$232M
$1.06M 0.1%
62,035
+13,882
+29% +$256K
JRO
221
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.06M 0.1%
106,769
-2,524
-2% -$26.6K
CSM icon
222
ProShares Large Cap Core Plus
CSM
$531M
$1.06M 0.1%
45,946
+7,800
+20% +$191K
EPD icon
223
Enterprise Products Partners
EPD
$84.1B
$1.06M 0.1%
42,488
+717
+2% +$19.9K
IVE icon
224
iShares S&P 500 Value ETF
IVE
$50.1B
$1.05M 0.1%
12,546
-96
-0.8% -$8.58K
IXJ icon
225
iShares Global Healthcare ETF
IXJ
$4.31B
$1.05M 0.1%
21,398
+822
+4% +$44.3K
7 8
9
10 11

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 58% a quarter earlier, followed by Energy and Healthcare.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.