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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
201
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$1.1M 0.08%
9,148
+151
+2% +$18.7K
XLV icon
202
State Street Health Care Select Sector SPDR ETF
XLV
$41.3B
$1.09M 0.08%
17,092
-679
-4% -$42.5K
JRO
203
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.09M 0.08%
96,483
+16,801
+21% +$203K
OKS
204
DELISTED
Oneok Partners LP
OKS
$1.07M 0.08%
19,180
+1,804
+10% +$103K
PM icon
205
Philip Morris
PM
$303B
$1.07M 0.08%
12,811
-718
-5% -$60.7K
VOD icon
206
Vodafone
VOD
$35.7B
$1.06M 0.08%
32,086
+1,492
+5% +$49.8K
IDU icon
207
iShares US Utilities ETF
IDU
$1.4B
$1.05M 0.08%
20,064
-1,858
-8% -$98.9K
QDF icon
208
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$1.05M 0.08%
30,425
+925
+3% +$32.5K
USO icon
209
United States Oil Fund
USO
$2.36B
$1.04M 0.08%
+3,769
New +$1.09M
XEC
210
DELISTED
CIMAREX ENERGY CO
XEC
$1.04M 0.08%
8,219
+1,268
+18% +$175K
LLY icon
211
Eli Lilly
LLY
$1.04T
$1.04M 0.08%
16,072
+73
+0.5% +$4.62K
DD
212
DELISTED
Du Pont De Nemours E I
DD
$1.04M 0.08%
15,261
+1,473
+11% +$92.8K
PZI
213
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.03M 0.08%
65,523
-3,650
-5% -$59.5K
DLS icon
214
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$1.03M 0.08%
17,314
-2,041
-11% -$129K
NORW
215
DELISTED
Global X MSCI Norway ETF
NORW
$1.02M 0.08%
+62,850
New +$1.08M
VEA icon
216
Vanguard FTSE Developed Markets ETF
VEA
$228B
$1.01M 0.08%
25,552
+9,659
+61% +$402K
PPL
217
PPL Corp
PPL
$27.2B
$1M 0.08%
32,849
+169
+0.5% +$5.29K
TGT icon
218
Target
TGT
$62.6B
$1M 0.08%
16,074
-2,417
-13% -$146K
WREI
219
DELISTED
Invesco Wilshire US REIT ETF
WREI
$992K 0.08%
24,867
+352
+1% +$14.8K
IWB icon
220
iShares Russell 1000 ETF
IWB
$48.3B
$988K 0.08%
8,989
-117
-1% -$12.9K
XLP icon
221
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$978K 0.07%
21,542
+4,136
+24% +$185K
IDV icon
222
iShares International Select Dividend ETF
IDV
$8.3B
$974K 0.07%
27,146
+15,049
+124% +$579K
IGM icon
223
iShares Expanded Tech Sector ETF
IGM
$10.3B
$965K 0.07%
59,034
– –
GPC icon
224
Genuine Parts
GPC
$16.6B
$964K 0.07%
10,941
+152
+1% +$13.2K
XTN icon
225
State Street SPDR S&P Transportation ETF
XTN
$409M
$960K 0.07%
20,640
+708
+4% +$33.3K
7 8
9
10 11

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.