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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFJ icon
201
WisdomTree Japan SmallCap Dividend Fund
DFJ
$381M
$658K 0.12%
+12,856
New +$632K
SJNK icon
202
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.9B
$656K 0.12%
+21,430
New +$653K
GPC icon
203
Genuine Parts
GPC
$16.6B
$655K 0.12%
8,147
+1,318
+19% +$107K
HD icon
204
Home Depot
HD
$330B
$654K 0.12%
8,608
-1,290
-13% -$99.6K
OKS
205
DELISTED
Oneok Partners LP
OKS
$653K 0.12%
12,315
+904
+8% +$45.8K
RTX icon
206
RTX Corp
RTX
$262B
$645K 0.12%
9,490
-82
-0.9% -$5.37K
VDE icon
207
Vanguard Energy ETF
VDE
$10B
$645K 0.12%
5,386
+184
+4% +$21.7K
SRE icon
208
Sempra
SRE
$60.8B
$643K 0.11%
15,076
-1,592
-10% -$67.6K
LMT icon
209
Lockheed Martin
LMT
$119B
$631K 0.11%
4,932
+1,086
+28% +$132K
GLW icon
210
Corning
GLW
$133B
$626K 0.11%
42,953
-20,566
-32% -$304K
YUM icon
211
Yum! Brands
YUM
$40.7B
$625K 0.11%
12,224
-402
-3% -$20.8K
CSCO icon
212
Cisco
CSCO
$442B
$612K 0.11%
25,995
-1,023
-4% -$25.4K
EPP icon
213
iShares MSCI Pacific ex Japan ETF
EPP
$2.19B
$610K 0.11%
12,800
-5,350
-29% -$244K
RESP
214
DELISTED
WisdomTree U.S. ESG Fund
RESP
$606K 0.11%
30,036
-8,010
-21% -$161K
IYH icon
215
iShares US Healthcare ETF
IYH
$3.05B
$605K 0.11%
28,260
-1,070
-4% -$22.7K
IXJ icon
216
iShares Global Healthcare ETF
IXJ
$4.04B
$601K 0.11%
15,122
+4,014
+36% +$157K
BSL
217
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$598K 0.11%
31,130
-4,995
-14% -$97.5K
ISCB icon
218
iShares Morningstar Small-Cap ETF
ISCB
$282M
$588K 0.1%
19,772
-36
-0.2% -$1.05K
FVD icon
219
First Trust Value Line Dividend Fund
FVD
$8.18B
$586K 0.1%
29,331
+10,244
+54% +$207K
AMZN icon
220
Amazon
AMZN
$2.63T
$585K 0.1%
37,240
+2,640
+8% +$39.3K
VOD icon
221
Vodafone
VOD
$35.7B
$571K 0.1%
15,868
+1,412
+10% +$44.6K
IEI icon
222
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$564K 0.1%
4,655
-1,050
-18% -$126K
ALNY icon
223
Alnylam Pharmaceuticals
ALNY
$35.6B
$562K 0.1%
+8,775
New +$437K
CARZ icon
224
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$47.9M
$559K 0.1%
+14,370
New +$536K
FDM icon
225
First Trust Dow Jones Select MicroCap Index Fund
FDM
$259M
$557K 0.1%
19,236
-1,004
-5% -$28.4K
7 8
9
10 11

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.