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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPXI icon
176
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$286M
$6.22M 0.12%
97,028
+43,161
+80% +$2.91M
SHOP icon
177
Shopify
SHOP
$145B
$6.12M 0.12%
45,150
+13,310
+42% +$1.99M
UPS icon
178
United Parcel Service
UPS
$97B
$5.96M 0.12%
32,705
+5,405
+20% +$1.07M
ADM icon
179
Archer Daniels Midland
ADM
$41.6B
$5.95M 0.12%
99,130
+28,187
+40% +$1.69M
VER
180
DELISTED
VEREIT, Inc.
VER
$5.95M 0.12%
131,506
+2,787
+2% +$135K
BSJP
181
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$5.94M 0.12%
241,709
+36,606
+18% +$902K
CAT icon
182
Caterpillar
CAT
$412B
$5.85M 0.11%
30,450
+3,416
+13% +$711K
DVY icon
183
iShares Select Dividend ETF
DVY
$23.6B
$5.81M 0.11%
50,634
+6,586
+15% +$770K
PTLC icon
184
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$5.77M 0.11%
152,952
+17,578
+13% +$681K
SO icon
185
Southern Company
SO
$109B
$5.75M 0.11%
92,819
+13,873
+18% +$893K
IUSB icon
186
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$5.75M 0.11%
107,937
+16,503
+18% +$887K
COIN icon
187
Coinbase
COIN
$42.5B
$5.73M 0.11%
25,207
+20,076
+391% +$4.94M
RTX icon
188
RTX Corp
RTX
$282B
$5.72M 0.11%
66,497
+9,234
+16% +$790K
DGRW icon
189
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$5.71M 0.11%
97,014
+6,829
+8% +$418K
MRNA icon
190
Moderna
MRNA
$22.6B
$5.71M 0.11%
14,823
+867
+6% +$320K
BX icon
191
Blackstone
BX
$152B
$5.68M 0.11%
48,834
-5,868
-11% -$681K
DRSK icon
192
Aptus Defined Risk ETF
DRSK
$1.5B
$5.6M 0.11%
195,584
+73,016
+60% +$2.16M
IHDG icon
193
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.18B
$5.59M 0.11%
129,482
+30,057
+30% +$1.36M
IYW icon
194
iShares US Technology ETF
IYW
$24B
$5.58M 0.11%
55,144
+3,660
+7% +$382K
EES icon
195
WisdomTree US SmallCap Earnings Fund
EES
$714M
$5.56M 0.11%
+114,969
New +$5.56M
ITA icon
196
iShares US Aerospace & Defense ETF
ITA
$14.1B
$5.54M 0.11%
53,143
+6,421
+14% +$682K
EZM icon
197
WisdomTree US MidCap Fund
EZM
$933M
$5.53M 0.11%
106,240
+98,275
+1,234% +$5.17M
VNQ icon
198
Vanguard Real Estate ETF
VNQ
$39.1B
$5.52M 0.11%
54,256
+854
+2% +$90.6K
ARKG icon
199
ARK Genomic Revolution ETF
ARKG
$1.55B
$5.45M 0.11%
72,887
+15,664
+27% +$1.31M
BSJN
200
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$5.4M 0.11%
213,318
+39,773
+23% +$1.01M
6 7
8
9 10

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.