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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEZ icon
176
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.33B
$1.53M 0.12%
46,721
-5,289
-10% -$171K
YUM icon
177
Yum! Brands
YUM
$40.7B
$1.52M 0.12%
23,269
+10,729
+86% +$685K
MCD icon
178
McDonald's
MCD
$187B
$1.52M 0.12%
13,159
-80
-0.6% -$9.48K
MINT icon
179
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.51M 0.12%
14,881
+1,344
+10% +$136K
FPE icon
180
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.51M 0.12%
76,752
+15,367
+25% +$300K
VSS icon
181
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$1.49M 0.11%
14,995
+3,075
+26% +$299K
AOK icon
182
iShares Core Conservative Allocation ETF
AOK
$807M
$1.47M 0.11%
+44,075
New +$1.46M
NEE icon
183
NextEra Energy
NEE
$186B
$1.47M 0.11%
48,104
-4,748
-9% -$150K
XMLV icon
184
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$1.45M 0.11%
37,431
+732
+2% +$28.8K
BSJK
185
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.45M 0.11%
59,747
+8,858
+17% +$213K
D icon
186
Dominion Energy
D
$62.5B
$1.44M 0.11%
19,479
+890
+5% +$67.8K
CBI
187
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.44M 0.11%
51,097
-4,091
-7% -$133K
PM icon
188
Philip Morris
PM
$303B
$1.44M 0.11%
14,814
-1,256
-8% -$126K
GNL icon
189
Global Net Lease
GNL
$1.93B
$1.42M 0.11%
58,130
-4,019
-6% -$101K
NRF
190
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.41M 0.11%
107,440
-29,573
-22% -$382K
DEM icon
191
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.91B
$1.41M 0.11%
37,595
+17,815
+90% +$672K
KCE icon
192
State Street SPDR S&P Capital Markets ETF
KCE
$451M
$1.4M 0.11%
34,570
+4,125
+14% +$163K
VBR icon
193
Vanguard Small-Cap Value ETF
VBR
$37B
$1.39M 0.11%
12,541
-88
-0.7% -$9.65K
GDX icon
194
VanEck Gold Miners ETF
GDX
$23.4B
$1.38M 0.11%
52,395
+6,650
+15% +$191K
QQEW icon
195
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
$1.37M 0.1%
29,904
-116
-0.4% -$5.19K
UNP icon
196
Union Pacific
UNP
$174B
$1.37M 0.1%
14,037
-913
-6% -$85.4K
VBK icon
197
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$1.37M 0.1%
10,365
-284
-3% -$37K
FCX icon
198
Freeport-McMoran
FCX
$93.4B
$1.35M 0.1%
124,767
-12,307
-9% -$142K
SWBI icon
199
Smith & Wesson
SWBI
$654M
$1.35M 0.1%
65,997
-6,955
-10% -$152K
COST icon
200
Costco
COST
$411B
$1.35M 0.1%
8,848
-42
-0.5% -$6.79K
6 7
8
9 10

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.