We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
176
Invesco BuyBack Achievers ETF
PKW
$1.68B
$1.31M 0.1%
29,410
-1,215
-4% -$54.9K
SO icon
177
Southern Company
SO
$108B
$1.31M 0.1%
30,018
+587
+2% +$25.8K
TEVA icon
178
Teva Pharmaceuticals
TEVA
$35.1B
$1.31M 0.1%
24,223
+933
+4% +$49.4K
BRW
179
Saba Capital Income & Opportunities Fund
BRW
$341M
$1.3M 0.1%
117,970
+55,939
+90% +$624K
PBJ icon
180
Invesco Food & Beverage ETF
PBJ
$111M
$1.28M 0.1%
45,241
+611
+1% +$17.2K
CNQ icon
181
Canadian Natural Resources
CNQ
$95.5B
$1.28M 0.1%
68,175
+9,722
+17% +$201K
GXC icon
182
State Street SPDR S&P China ETF
GXC
$447M
$1.27M 0.1%
16,526
+413
+3% +$33.1K
BP icon
183
BP
BP
$112B
$1.26M 0.1%
35,186
+9,454
+37% +$374K
VOE icon
184
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.26M 0.1%
14,850
-3,243
-18% -$280K
KYN icon
185
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.26M 0.1%
30,871
+345
+1% +$13.6K
BAC icon
186
Bank of America
BAC
$432B
$1.25M 0.1%
73,268
+3,685
+5% +$58.7K
EMC
187
DELISTED
EMC CORPORATION
EMC
$1.24M 0.09%
42,661
+563
+1% +$16.2K
HPQ icon
188
HP
HPQ
$23B
$1.22M 0.09%
75,885
-29,934
-28% -$485K
BOIL icon
189
ProShares Ultra Bloomberg Natural Gas
BOIL
$422M
$1.19M 0.09%
+1
New +$1.41M
BABA icon
190
Alibaba
BABA
$279B
$1.19M 0.09%
+13,322
New +$1.2M
DINO icon
191
HF Sinclair
DINO
$16.4B
$1.19M 0.09%
27,142
+452
+2% +$21.1K
IYH icon
192
iShares US Healthcare ETF
IYH
$3.05B
$1.18M 0.09%
43,945
+3,730
+9% +$98.3K
CAT icon
193
Caterpillar
CAT
$410B
$1.16M 0.09%
11,686
-3,295
-22% -$349K
HD icon
194
Home Depot
HD
$330B
$1.14M 0.09%
12,457
+1,205
+11% +$103K
ASHR icon
195
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.37B
$1.14M 0.09%
44,295
+2,304
+5% +$56.4K
UNH icon
196
UnitedHealth
UNH
$392B
$1.14M 0.09%
13,160
+1,040
+9% +$87.9K
ARCC icon
197
Ares Capital
ARCC
$13.5B
$1.13M 0.09%
69,695
+19,082
+38% +$322K
MBB icon
198
iShares MBS ETF
MBB
$39B
$1.11M 0.08%
10,301
+4,819
+88% +$520K
FAB icon
199
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$1.11M 0.08%
24,511
+544
+2% +$25.5K
ESS icon
200
Essex Property Trust
ESS
$18.8B
$1.1M 0.08%
6,102
-99
-2% -$18.7K
6 7
8
9 10

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.