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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
176
iShares Silver Trust
SLV
$28.8B
$1.29M 0.15%
64,312
-931
-1% -$17.6K
BOND icon
177
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.3B
$1.28M 0.14%
11,722
+983
+9% +$106K
ICF icon
178
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.27M 0.14%
28,892
+502
+2% +$21.6K
DLS icon
179
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$1.25M 0.14%
19,355
-2,787
-13% -$181K
IJJ icon
180
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$1.23M 0.14%
19,308
+5,440
+39% +$331K
PBJ icon
181
Invesco Food & Beverage ETF
PBJ
$111M
$1.23M 0.14%
44,630
-24
-0.1% -$652
IDU icon
182
iShares US Utilities ETF
IDU
$1.4B
$1.22M 0.14%
21,922
+12,294
+128% +$657K
GXC icon
183
State Street SPDR S&P China ETF
GXC
$447M
$1.22M 0.14%
16,113
+3,282
+26% +$240K
TEVA icon
184
Teva Pharmaceuticals
TEVA
$35.1B
$1.22M 0.14%
+23,290
New +$1.19M
HEDJ icon
185
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
$1.21M 0.14%
41,250
+4,718
+13% +$137K
KYN icon
186
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$1.21M 0.14%
30,526
-336
-1% -$12.5K
LMT icon
187
Lockheed Martin
LMT
$119B
$1.19M 0.13%
7,423
-604
-8% -$98.2K
DINO icon
188
HF Sinclair
DINO
$16.4B
$1.17M 0.13%
+26,690
New +$1.31M
MMD
189
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$1.17M 0.13%
65,448
-10,730
-14% -$188K
PZI
190
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.17M 0.13%
69,173
-3,140
-4% -$51.6K
ESS icon
191
Essex Property Trust
ESS
$18.8B
$1.15M 0.13%
6,201
+1
+0% +$177
FAB icon
192
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$1.14M 0.13%
23,967
-1,202
-5% -$55.4K
VBK icon
193
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$1.14M 0.13%
8,997
+480
+6% +$58.2K
PM icon
194
Philip Morris
PM
$303B
$1.14M 0.13%
13,529
+3,752
+38% +$323K
BP icon
195
BP
BP
$112B
$1.11M 0.12%
25,732
+561
+2% +$23.1K
EMC
196
DELISTED
EMC CORPORATION
EMC
$1.11M 0.12%
42,098
-123
-0.3% -$3.25K
SRC
197
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.1M 0.12%
21,585
-935
-4% -$46.4K
IWC icon
198
iShares Micro-Cap ETF
IWC
$1.45B
$1.08M 0.12%
14,192
+902
+7% +$66.1K
PPL
199
PPL Corp
PPL
$27.2B
$1.08M 0.12%
32,680
+22,721
+228% +$716K
TGT icon
200
Target
TGT
$62.6B
$1.08M 0.12%
18,491
+10,679
+137% +$628K
6 7
8
9 10

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.