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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
1801
HSBC
HSBC
$349B
– –
-5,264
Closed -$208K
IEP icon
1802
Icahn Enterprises
IEP
$5.18B
– –
-51,751
Closed -$1.02M
IGD
1803
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$500M
– –
-10,424
Closed -$51.1K
ILMN icon
1804
Illumina
ILMN
$29.8B
– –
-1,684
Closed -$225K
INDA icon
1805
iShares MSCI India ETF
INDA
$6.65B
– –
-7,105
Closed -$314K
INSW icon
1806
International Seaways
INSW
$4.52B
– –
-8,360
Closed -$376K
INTT icon
1807
inTEST
INTT
$185M
– –
-12,674
Closed -$192K
ISTB icon
1808
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.07B
– –
-5,624
Closed -$261K
KNCT icon
1809
Invesco Next Gen Connectivity ETF
KNCT
$157M
– –
-9,850
Closed -$753K
LONZ icon
1810
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$575M
– –
-4,531
Closed -$228K
LSCC icon
1811
Lattice Semiconductor
LSCC
$18.9B
– –
-14,076
Closed -$1.21M
LUMN icon
1812
Lumen
LUMN
$6.73B
– –
-16,503
Closed -$23.4K
M icon
1813
Macy's
M
$6.14B
– –
-186,806
Closed -$2.17M
MHD icon
1814
BlackRock MuniHoldings Fund
MHD
$600M
– –
-14,451
Closed -$149K
MPAA icon
1815
Motorcar Parts of America
MPAA
$256M
– –
-30,271
Closed -$245K
NIM icon
1816
Nuveen Select Maturities Municipal Fund
NIM
$117M
– –
-14,160
Closed -$120K
NNOX icon
1817
Nano X Imaging
NNOX
$67.8M
– –
-43,491
Closed -$285K
NXC
1818
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
– –
-15,000
Closed -$183K
OPP
1819
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
– –
-46,379
Closed -$363K
OPRA
1820
Opera Ltd
OPRA
$1.62B
– –
-42,961
Closed -$484K
OSIS icon
1821
OSI Systems
OSIS
$3.53B
– –
-2,415
Closed -$285K
PBT
1822
Permian Basin Royalty Trust
PBT
$1.36B
– –
-10,436
Closed -$222K
PML
1823
PIMCO Municipal Income Fund II
PML
$484M
– –
-15,007
Closed -$115K
PRAX icon
1824
Praxis Precision Medicines
PRAX
$8.99B
– –
-746
Closed -$19.1K
RHI icon
1825
Robert Half
RHI
$3.87B
– –
-2,884
Closed -$211K
71 72
73
74 75

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.