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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMT icon
1776
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
– –
-11,271
Closed -$329K
CRPT icon
1777
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$87.6M
– –
-13,847
Closed -$68.4K
DBC icon
1778
Invesco DB Commodity Index Tracking Fund
DBC
$1.74B
– –
-67,232
Closed -$1.68M
DFSD
1779
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.02B
– –
-4,394
Closed -$204K
DJAN icon
1780
FT Vest US Equity Deep Buffer ETF January
DJAN
$471M
– –
-7,454
Closed -$242K
DPZ icon
1781
Domino's
DPZ
$10.7B
– –
-677
Closed -$256K
DTH icon
1782
WisdomTree International High Dividend Fund
DTH
$634M
– –
-25,030
Closed -$906K
EBS icon
1783
Emergent Biosolutions
EBS
$387M
– –
-125,112
Closed -$425K
ELF icon
1784
e.l.f. Beauty
ELF
$4.49B
– –
-2,944
Closed -$323K
EMD
1785
Western Asset Emerging Markets Debt Fund
EMD
$615M
– –
-10,380
Closed -$86.2K
EOLS icon
1786
Evolus
EOLS
$394M
– –
-11,477
Closed -$105K
ESML icon
1787
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
– –
-6,109
Closed -$206K
FAX
1788
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-2,971
Closed -$43.7K
FLRN icon
1789
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
– –
-9,327
Closed -$287K
FMHI icon
1790
First Trust Municipal High Income ETF
FMHI
$978M
– –
-4,664
Closed -$210K
FNDC icon
1791
Schwab Fundamental International Small Company Index ETF
FNDC
$2.99B
– –
-7,290
Closed -$234K
FPAY
1792
DELISTED
FlexShopper
FPAY
– –
-27,400
Closed -$28.6K
GASS icon
1793
StealthGas
GASS
$335M
– –
-127,054
Closed -$640K
GDX icon
1794
CALL
VanEck Gold Miners ETF
GDX
$22.9B
– –
-800
Closed -$54
GDXJ icon
1795
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
– –
-100
Closed -$1
GLAD icon
1796
Gladstone Capital
GLAD
$428M
– –
-23,501
Closed -$453K
GRID
1797
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
– –
-3,693
Closed -$347K
GRPM icon
1798
Invesco S&P MidCap 400 GARP ETF
GRPM
$473M
– –
-2,489
Closed -$217K
GUT
1799
Gabelli Utility Trust
GUT
$570M
– –
-12,557
Closed -$64.9K
HAS icon
1800
Hasbro
HAS
$12.4B
– –
-3,055
Closed -$202K
70 71
72
73 74

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.