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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6.4B
AUM Growth
+$57.9M
Cap. Flow
+$288M
Cap. Flow %
4.5%
Top 10 Hldgs %
18.02%
Holding
1,824
New
171
Increased
867
Reduced
595
Closed
124

Top Buys

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$63M
2
AVLV icon
Avantis US Large Cap Value ETF
AVLV
+$37.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$15.1M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$73M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$17.6M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$16.8M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$11.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.5M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Consumer Discretionary 4.22%
3 Financials 4.05%
4 Healthcare 3.24%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIV icon
1751
Roivant Sciences
ROIV
$25.2B
– –
-11,608
Closed -$117K
ROUS icon
1752
Hartford Multifactor US Equity ETF
ROUS
$682M
– –
-4,967
Closed -$206K
RSPM icon
1753
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$181M
– –
-6,370
Closed -$207K
RY icon
1754
Royal Bank of Canada
RY
$290B
– –
-2,191
Closed -$209K
SAR icon
1755
Saratoga Investment
SAR
$310M
– –
-8,325
Closed -$225K
SCM icon
1756
Stellus Capital Investment Corp
SCM
$204M
– –
-19,004
Closed -$267K
SDG icon
1757
iShares MSCI Global Sustainable Development Goals ETF
SDG
$166M
– –
-2,954
Closed -$234K
SLV icon
1758
PUT
iShares Silver Trust
SLV
$27.8B
– –
-34,500
Closed -$23.8K
SPEU icon
1759
State Street SPDR Portfolio Europe ETF
SPEU
$707M
– –
-9,652
Closed -$372K
SPHB icon
1760
Invesco S&P 500 High Beta ETF
SPHB
$979M
– –
-10,487
Closed -$801K
SSYS icon
1761
Stratasys
SSYS
$695M
– –
-12,257
Closed -$218K
STT icon
1762
State Street
STT
$50.6B
– –
-2,760
Closed -$202K
SWK icon
1763
Stanley Black & Decker
SWK
$13.6B
– –
-2,539
Closed -$238K
TAP icon
1764
Molson Coors Class B
TAP
$7.51B
– –
-13,299
Closed -$876K
TDUP icon
1765
ThredUp
TDUP
$741M
– –
-15,150
Closed -$37K
TEVA icon
1766
Teva Pharmaceuticals
TEVA
$36.3B
– –
-120,677
Closed -$909K
TGLS icon
1767
Tecnoglass
TGLS
$1.94B
– –
-11,074
Closed -$572K
TOPS icon
1768
TOP Ships
TOPS
$4.46M
– –
-2,019
Closed -$13.8K
TRP icon
1769
TC Energy
TRP
$72.9B
– –
-5,149
Closed -$208K
ULST icon
1770
State Street Ultra Short Term Bond ETF
ULST
$527M
– –
-11,857
Closed -$477K
UPST icon
1771
Upstart Holdings
UPST
$2.64B
– –
-12,533
Closed -$449K
URBN icon
1772
Urban Outfitters
URBN
$5.96B
– –
-9,168
Closed -$304K
UTWO icon
1773
US Treasury 2 Year Note ETF
UTWO
$481M
– –
-5,305
Closed -$256K
WTI icon
1774
W&T Offshore
WTI
$573M
– –
-28,790
Closed -$111K
YDEC icon
1775
FT Vest International Equity Moderate Buffer ETF December
YDEC
$160M
– –
-9,617
Closed -$211K
68 69 70
71
72

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Advisors held 1,824 positions worth $6.4B, up 0.91% from $6.34B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Advisors deployed $288M of net new capital in Q3 2023, opening 171 new positions and adding to 867 existing holdings. Its largest new stake was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $73M trimmed.

  • Cetera Advisors's largest Q3 2023 buy was Invesco DB US Dollar Index Bullish Fund: 268,544 shares worth $7.98M.
  • Cetera Advisors added most to iShares Russell Mid-Cap ETF in Q3 2023, an estimated $63M increase.
  • Cetera Advisors's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $73M.
  • Cetera Advisors fully exited B&G Foods in Q3 2023, selling an estimated $2.62M.
  • Cetera Advisors's ten largest holdings make up 18% of its $6.4B portfolio in Q3 2023.
  • Cetera Advisors opened 171 new positions and closed 124 in Q3 2023.
  • Cetera Advisors's portfolio value rose 0.91% quarter-over-quarter to $6.4B.

Based on Cetera Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.