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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$999M
Cap. Flow %
19.45%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.22%
2 Technology 8.09%
3 Consumer Discretionary 5.66%
4 Financials 4.32%
5 Industrials 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
151
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$7.42M 0.14%
48,718
+22,687
+87% +$3.57M
SBUX icon
152
Starbucks
SBUX
$119B
$7.37M 0.14%
66,841
+4,878
+8% +$571K
ABT icon
153
Abbott
ABT
$187B
$7.31M 0.14%
61,864
+3,548
+6% +$436K
ETN icon
154
Eaton
ETN
$160B
$7.15M 0.14%
47,873
+11,715
+32% +$1.87M
AAL icon
155
American Airlines Group
AAL
$8.69B
$7.12M 0.14%
346,835
-69,036
-17% -$1.4M
BOND icon
156
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.6B
$7.05M 0.14%
63,775
+7,370
+13% +$822K
DFEB icon
157
FT Vest US Equity Deep Buffer ETF February
DFEB
$446M
$7M 0.14%
204,505
+42,419
+26% +$1.46M
XLP icon
158
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.5B
$6.92M 0.13%
100,490
+4,610
+5% +$329K
FPX icon
159
First Trust US Equity Opportunities ETF
FPX
$1.5B
$6.91M 0.13%
56,009
+13,895
+33% +$1.77M
DAUG icon
160
FT Vest US Equity Deep Buffer ETF August
DAUG
$422M
$6.85M 0.13%
200,797
+69,719
+53% +$2.4M
SHYG icon
161
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.75B
$6.85M 0.13%
149,814
+5,011
+3% +$229K
MUB icon
162
iShares National Muni Bond ETF
MUB
$45.2B
$6.82M 0.13%
58,711
+8,692
+17% +$1.02M
IVOL icon
163
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$262M
$6.78M 0.13%
243,297
+126,716
+109% +$3.54M
CSCO icon
164
Cisco
CSCO
$431B
$6.76M 0.13%
124,128
+18,901
+18% +$1.06M
KMI icon
165
Kinder Morgan
KMI
$69.9B
$6.74M 0.13%
402,998
+108,170
+37% +$1.84M
CIBR icon
166
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$6.71M 0.13%
137,784
+17,239
+14% +$852K
QPX icon
167
AdvisorShares Q Dynamic Growth ETF
QPX
$32.2M
$6.57M 0.13%
234,876
+120,906
+106% +$3.49M
BIV icon
168
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$6.55M 0.13%
73,272
+8,645
+13% +$783K
GDX icon
169
VanEck Gold Miners ETF
GDX
$30.2B
$6.55M 0.13%
222,181
+41,254
+23% +$1.34M
TGT icon
170
Target
TGT
$74.7B
$6.54M 0.13%
28,588
+3,648
+15% +$914K
CMCSA icon
171
Comcast
CMCSA
$94B
$6.53M 0.13%
116,685
+29,792
+34% +$1.74M
RPAR icon
172
RPAR Risk Parity ETF
RPAR
$585M
$6.49M 0.13%
268,491
+85,123
+46% +$2.11M
EFG icon
173
iShares MSCI EAFE Growth ETF
EFG
$17B
$6.41M 0.12%
60,174
+12,481
+26% +$1.37M
VOOG icon
174
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$6.37M 0.12%
143,232
+120
+0.1% +$5.5K
FNOV icon
175
FT Vest US Equity Buffer ETF November
FNOV
$1.25B
$6.25M 0.12%
164,169
+32,015
+24% +$1.22M
5 6
7
8 9

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $999M of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.