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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGOV icon
151
iShares International Treasury Bond ETF
IGOV
$1.35B
$2.43M 0.14%
50,104
+599
+1% +$28.6K
BDX icon
152
Becton Dickinson
BDX
$42.2B
$2.42M 0.14%
10,997
-690
-6% -$160K
JPST icon
153
JPMorgan Ultra-Short Income ETF
JPST
$40B
$2.42M 0.14%
48,275
+24,415
+102% +$1.23M
BRSP
154
BrightSpire Capital
BRSP
$696M
$2.39M 0.14%
151,339
-15,942
-10% -$303K
AMGN icon
155
Amgen
AMGN
$198B
$2.34M 0.14%
12,064
+505
+4% +$98.5K
HAWX icon
156
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$348M
$2.32M 0.14%
98,180
+11,890
+14% +$297K
SCHP icon
157
Schwab US TIPS ETF
SCHP
$16.4B
$2.3M 0.13%
86,546
+2,822
+3% +$75.1K
IWV icon
158
iShares Russell 3000 ETF
IWV
$19.7B
$2.27M 0.13%
15,486
-6,557
-30% -$1.04M
F icon
159
Ford
F
$57.5B
$2.25M 0.13%
293,331
+3,599
+1% +$32.1K
TDIV icon
160
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.13B
$2.23M 0.13%
67,403
+14,718
+28% +$521K
DON icon
161
WisdomTree US MidCap Dividend Fund
DON
$4.02B
$2.22M 0.13%
70,300
+3,270
+5% +$112K
HYG icon
162
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$2.18M 0.13%
26,934
-6,713
-20% -$562K
EEM icon
163
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$2.16M 0.13%
55,118
-80,524
-59% -$3.23M
FPE icon
164
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$2.15M 0.13%
120,560
-3,175
-3% -$58.9K
NKE icon
165
Nike
NKE
$62.6B
$2.15M 0.13%
29,071
-6,365
-18% -$476K
BABA icon
166
Alibaba
BABA
$279B
$2.15M 0.13%
15,693
-7,352
-32% -$1.09M
SDY icon
167
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.13M 0.12%
23,685
-39
-0.2% -$3.68K
MCD icon
168
McDonald's
MCD
$187B
$2.13M 0.12%
11,947
-316
-3% -$56K
DVYE icon
169
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2.12M 0.12%
56,707
+44,878
+379% +$1.71M
FHLC icon
170
Fidelity MSCI Health Care Index ETF
FHLC
$3.22B
$2.12M 0.12%
51,348
+186
+0.4% +$8.18K
FYC icon
171
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$2.11M 0.12%
52,730
+25,663
+95% +$1.15M
ABT icon
172
Abbott
ABT
$175B
$2.07M 0.12%
28,644
+1,014
+4% +$71.3K
DD icon
173
DuPont de Nemours
DD
$18.9B
$2.06M 0.12%
15,186
+281
+2% +$40.4K
XAR icon
174
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.97B
$2.04M 0.12%
25,877
-860
-3% -$75.7K
SPYG icon
175
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$2.04M 0.12%
62,609
-7,184
-10% -$251K
5 6
7
8 9

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.