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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
151
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.13B
$1.9M 0.15%
64,602
-287
-0.4% -$8.19K
PGX icon
152
Invesco Preferred ETF
PGX
$3.86B
$1.87M 0.14%
123,478
+55,431
+81% +$848K
ICF icon
153
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.85M 0.14%
35,270
-44
-0.1% -$2.38K
HYG icon
154
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$1.85M 0.14%
21,100
+1,817
+9% +$156K
VDC icon
155
Vanguard Consumer Staples ETF
VDC
$7.88B
$1.76M 0.13%
12,799
+8,275
+183% +$1.16M
SIR
156
DELISTED
SELECT INCOME REIT
SIR
$1.69M 0.13%
143,787
-35,476
-20% -$422K
HYGH icon
157
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$575M
$1.68M 0.13%
19,053
+1,455
+8% +$126K
HEFA icon
158
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.47B
$1.68M 0.13%
67,533
-10,266
-13% -$250K
CHK
159
DELISTED
Chesapeake Energy Corporation
CHK
$1.67M 0.13%
1,322
-287
-18% -$331K
EEMV icon
160
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.49B
$1.67M 0.13%
30,786
+3,298
+12% +$176K
BRW
161
Saba Capital Income & Opportunities Fund
BRW
$341M
$1.67M 0.13%
157,755
– –
IDU icon
162
iShares US Utilities ETF
IDU
$1.4B
$1.66M 0.13%
27,114
+16
+0.1% +$1.01K
PCY icon
163
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$1.64M 0.13%
53,600
-8,164
-13% -$248K
ILCB icon
164
iShares Morningstar US Equity ETF
ILCB
$1.27B
$1.64M 0.13%
50,928
-19,812
-28% -$632K
UAA icon
165
Under Armour
UAA
$3.1B
$1.63M 0.13%
41,996
+2,865
+7% +$116K
CERN
166
DELISTED
Cerner Corp
CERN
$1.62M 0.12%
26,057
+3,704
+17% +$234K
XNTK icon
167
State Street SPDR NYSE Technology ETF
XNTK
$2.14B
$1.61M 0.12%
26,824
+1,335
+5% +$76.7K
FVC icon
168
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$106M
$1.6M 0.12%
75,258
+17,294
+30% +$367K
UNH icon
169
UnitedHealth
UNH
$392B
$1.59M 0.12%
11,328
-4,800
-30% -$672K
WFC icon
170
Wells Fargo
WFC
$262B
$1.58M 0.12%
35,704
+3,416
+11% +$163K
CLF icon
171
Cleveland-Cliffs
CLF
$5.39B
$1.58M 0.12%
268,817
-20,438
-7% -$133K
CRM icon
172
Salesforce
CRM
$133B
$1.58M 0.12%
22,186
-345
-2% -$26.9K
CL icon
173
Colgate-Palmolive
CL
$73.3B
$1.58M 0.12%
21,358
-1,157
-5% -$85.5K
ORCL icon
174
Oracle
ORCL
$362B
$1.56M 0.12%
39,763
-21,667
-35% -$883K
QLD icon
175
ProShares Ultra QQQ
QLD
$13.3B
$1.54M 0.12%
+284,128
New +$1.45M
5 6
7
8 9

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.