We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
151
Medtronic
MDT
$105B
$1.6M 0.12%
25,996
+2,441
+10% +$155K
EXC icon
152
Exelon
EXC
$47.8B
$1.59M 0.12%
65,472
+4,109
+7% +$96.2K
SE
153
DELISTED
Spectra Energy Corp Wi
SE
$1.59M 0.12%
40,411
+4,347
+12% +$179K
IBB icon
154
iShares Biotechnology ETF
IBB
$9.26B
$1.59M 0.12%
17,445
-7,377
-30% -$647K
COP icon
155
ConocoPhillips
COP
$145B
$1.58M 0.12%
20,627
+394
+2% +$32.2K
DIA icon
156
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.53M 0.12%
8,996
-634
-7% -$107K
KMB icon
157
Kimberly-Clark
KMB
$36.1B
$1.5M 0.11%
14,526
+1,424
+11% +$148K
SNY icon
158
Sanofi
SNY
$105B
$1.5M 0.11%
26,671
+1,134
+4% +$60.9K
CERN
159
DELISTED
Cerner Corp
CERN
$1.49M 0.11%
25,058
+4,129
+20% +$232K
BKLN icon
160
Invesco Senior Loan ETF
BKLN
$7.1B
$1.49M 0.11%
61,628
-463
-0.7% -$11.4K
ABBV icon
161
AbbVie
ABBV
$448B
$1.48M 0.11%
25,511
+2,024
+9% +$112K
MMM icon
162
3M
MMM
$89.1B
$1.46M 0.11%
12,348
+1,078
+10% +$130K
LMT icon
163
Lockheed Martin
LMT
$119B
$1.46M 0.11%
7,968
+545
+7% +$92.8K
NKE icon
164
Nike
NKE
$62.6B
$1.46M 0.11%
32,572
+10,552
+48% +$419K
WR
165
DELISTED
Westar Energy Inc
WR
$1.44M 0.11%
42,466
+4,273
+11% +$155K
MCD icon
166
McDonald's
MCD
$187B
$1.44M 0.11%
15,242
-4,070
-21% -$388K
RRC icon
167
Range Resources
RRC
$9.13B
$1.42M 0.11%
20,990
+3,350
+19% +$256K
PAA icon
168
Plains All American Pipeline
PAA
$17.3B
$1.41M 0.11%
23,954
+1,225
+5% +$71.8K
WMT icon
169
Walmart Inc
WMT
$870B
$1.4M 0.11%
54,969
-3,153
-5% -$79.6K
KXI icon
170
iShares Global Consumer Staples ETF
KXI
$1.04B
$1.39M 0.11%
31,652
+1,042
+3% +$46.4K
TRN icon
171
Trinity Industries
TRN
$2.87B
$1.38M 0.11%
+40,977
New +$1.36M
FAST icon
172
Fastenal
FAST
$52B
$1.38M 0.1%
122,956
-29,984
-20% -$343K
ICF icon
173
iShares Select U.S. REIT ETF
ICF
$2.08B
$1.35M 0.1%
31,980
+3,088
+11% +$136K
IVE icon
174
iShares S&P 500 Value ETF
IVE
$48.8B
$1.34M 0.1%
14,833
+9
+0.1% +$818
CXP
175
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1.33M 0.1%
55,857
-7,810
-12% -$198K
5 6
7
8 9

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.